Featured Business Financial Advisor in Bellevue, WA
Bellevue Financial Advisors
Synergy Financial Management, LLC
13231 SE 36th St, Suite 215
Bellevue, WA 98006
(206) 228-9671
“Principal”
Advisor Profile
Joe Maas, CFA, CFP, CLU, ChFC, MSFS, CCIM, CWPP
Name:  Joe Maas, CFA, CFP, CLU, ChFC, MSFS, CCIM, CWPP
Phone Number:  (206) 228-9671
Website:  Visit Website

About Synergy Financial Management, LLC

Synergy Financial Management, LLC (SFM) is a financial planning and Registered Investment Advisory firm headquartered in Bellevue, WA. The firm specializes in providing fee-based comprehensive financial planning services and investment advice to individuals and businesses. Since Synergy Financial Management, LLC is a fee-based advisor; potential conflicts of interest regarding compensation are removed.
 

General Information

States Willing to do Business in:    Auburn,Bainbridge Island,Bellevue,Black Diamond,Bothell,Bremerton,Carnation,Edmonds,Everett,Federal Way,Gig Harbor,Hobart,Indianola,Issaquah,Kenmore,Kent,Keyport,Kingston,Kirkland,Lynnwood,Manchester,Maple Valley,Medina,Milton,Mountlake Terrace,Mukilteo,Olalla,Pacific,Port Orchard,Ravensdale,Redmond,Renton,Seattle,Snohomish,Suquamish,Tacoma,Vashon,Woodinville,Mercer Island
Number of Years with Current Firm:    15
Years of Experience in Financial Services:    24
Name of Custodial Firm:    Charles Schwab, TIAA-CREF, Accessor, TD Ameritrade
Foreign Languages Serviced:    Spanish (some)
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
States Licensed in:    All states
SEC File#:    801-64132
Firm CRD#:    117201
CRD#:    2170891
Gender:    Male
 

Education

Academic Background
 
BA, Finance - Seattle Pacific University (1990)

Studied finance abroad in Japan, Hong Kong, China, and Thailand.
 

Services

I can meet clients in the following ways:    At your home, At my office
Investment Types:    Real Estate, Insurance, Annuities, Socially Responsible Investments (SRI), Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
I can meet clients in the following ways:    At your office, Via email, Via phone
 

Qualifications & Memberships

Financial Organization Memberships:    CCIM Association, Paladin Registry, Society of Financial Services Professionals, Financial Planning Association (FPA)
Insurance and Annuity Licenses:    Long Term Care, Life, HMO, Health, Disability, Annuity
Securities Licenses:    Series 65, Series 24, Series 7
Certifications, Accreditations & Designations:    CWPP, Masters in Financial Services (MSFS), Chartered Life Underwriter (CLU), Chartered Financial Consultant (ChFC®), Chartered Financial Analyst (CFA), CERTIFIED FINANCIAL PLANNER™ Certificant
 

Firm Information

Assets Managed by Advisor:    $125,000,000
Assets Managed by Firm:    $125,000,000
Firm's Number of Managed Clients:    150
Firm's Number of Planning Clients:    100
Firm's Number of Clients:    150
Advisor's Number of Planning Clients:    100
Advisor's Number of Managed Clients:    150
Advisor's Number of Clients:    150
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Additional Details on Charges:    Our fees are on a scale, based upon the size of the account.
Fee % Based on Assets:    .5 to 1.0%
Compensation Methods:    Based on Assets, Flat Fee, Hourly
Minimum Portfolio Size for New Managed Accounts:    $200,000
Fee Structure:    Fee Only