Featured Business Financial Advisor in Aliso Viejo, CA
Aliso Viejo Financial Advisors
TideRock Financial
30 Enterprise, Suite #190
Aliso Viejo, CA 92656
(877) 433-3665
“Investments and Wealth Management”
Advisor Profile
Simon Reeves
Name:  Simon Reeves
Phone Number:  (877) 433-3665
Website:  Visit Website

About TideRock Financial

Simon brings 20 years of investment experience to his role as
founder and chief executive officer of TideRock Financial. He
specializes in advising wealthy families and high-net worth
individuals to help them achieve their long-term investment goals,
including estate and heritage planning. As a former Wall Street
trader, Simon utilizes his unique investment insight to create
globally diversified, tax efficient portfolios based on solid
academic research and an in-depth analysis of economic, political,
and social developments around the world. His clients include
current and former professionals at the top of their respective
fields, including CEOs, entrepreneurs, hedge fund managers, and
attorneys.
 

General Information

Gender:    Male
CRD#:    2835991
Firm CRD#:    155622
Insurance License#:    Life & Health
States Licensed in:    CA
States Willing to do Business in:   
Years of Experience in Financial Services:    20
Number of Years with Current Firm:    10
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
 

Education

Academic Background
 
B.A. Degree from University of Michigan with
emphasis on Global Economics
 

Services

Investment Types:    Alternative Investments, Insurance, Mutual Funds, Options & Futures, Bonds, Stocks, Annuities
I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Registered Investment Advisor (RIA) (State or SEC) or RIA representative
Securities Licenses:    Series 65
Insurance and Annuity Licenses:    Health, Long Term Care, Variable Annuity, Life, Annuity
Financial Organization Memberships:    FINRA (Financial Industry Regulatory Authority, Paladin Registry
 

Firm Information

Assets Managed by Firm:    $65,000,000.00
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Hourly, Based on Assets, Flat Fee
 
 
 
Prepared By: Simon Reeves