| Advisor Profile |
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| Name: |
Paul Porter,CFP® |
| Phone Number: |
(954) 920-6644 |
| Website: |
Visit Website
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| Disclaimer |
| The LPL Financial register representive assocated with this site may only discuss and/or transact securities business with residents of the following states : Florida .
Securities and Financial Planning offered through LPL Financial Member FINRA/SIPC |
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About LPL Financial |
| I am a CERTIFED FINANCIAL PLANNER? professional and my practice covers all aspects of financial
planning with a focus on retirement. Your financial goals, needs, and priorities are the
cornerstones of my practice. My job is to provide you with one on one service, communication, and
bring together my knowledge and experience to support your financial objectives. My success is
measured by your comfort level in knowing these objectives are being addressed. I have been in
the financial services industry for over thirty years and have built my practice on:client
service, integrity, and long term investment guidance. I specialize in the following: Financial
Planning - Retirement/Estate/Education Retirement Plans - IRA's/Roth/Sep's/401k Rollovers Tax
Sheltering - Tax Free Income / Charitable Remainder Trusts / 412i Plans / Cost Effective
Investments - Money Managers / Wrap Accounts / Annuities |
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General Information |
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| Insurance License#: |
A209870
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| Name of Broker/Dealer: |
LPL Financial
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| Name of Custodial Firm: |
LPL Financial
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| States Licensed in: |
FL,DE,NY,MA,TX,CO,CA,NM
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| States Willing to do Business in: |
Boca Raton,Fort Lauderdale,Hollywood,Miami,Miami Beach,Pompano Beach,All of Florid
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
10
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| Work Experience: |
Fourteen years as an independent Registered Investment Advisor / Branch Manager
Raymond James Financial
Bank of America
Merrill Lynch
Citibank
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| I work with the following types of clients: |
Retirees, Individual Investors
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Education |
| Academic Background |
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| BA / U. of Delaware
Masters / Stonier School of Banking |
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Services |
| Investment Types: |
Annuities, Mutual Funds, Bonds, Stocks, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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| I can meet clients in the following ways: |
At your home, Via phone, At my office, At your office, Via email
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 65, Series 24, Series 7, Series 63
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| Insurance and Annuity Licenses: |
Long Term Care, Accident, Health, Life, Variable Annuity
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Firm Information |
| Firm's Number of Clients: |
270
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| Firm's Number of Planning Clients: |
200
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| Firm's Number of Managed Clients: |
60
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| Assets Managed by Firm: |
$33,000,000
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| Advisor's Number of Clients: |
62
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| Advisor's Number of Managed Clients: |
12
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| Advisor's Number of Planning Clients: |
50
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| Assets Managed by Advisor: |
$33,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation and Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Commissions, Flat Fee, Based on Assets
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| Prepared By: |
Paul Porter,CFP® |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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BA - U. of Delaware
Masters Stonier/ABA |
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What is your approach to financial planning? |
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Understanding the clients needs and objectives |
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What services do you offer? |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Depends on your time horizon and risk tolerance |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Financial Planing/ Retirement - Estate - Education |
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What is your experience? How many clients do you currently manage? |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Service/Integrity/Experience |
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What are your management fees? |
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What kind of plans do you specialize in? |
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401k, Sep , Simple , Roth , IRA |
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Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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401k, Sep , Simple, Roth , IRA |
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Do you offer any additional services? |
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What are your qualifications? |
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25+ years of experience in the Financial Sevices Industry |
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What is your approach to 401 K plan rollovers? |
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Understanding the client's needs and objectives |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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Through my firm LPL Financial, we offer every major financial firm and product. |
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How many years of experience do you have? |
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What are your fees for this service? |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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Better choices to fit your individual needs |
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Do you provide a free initial consultation? |
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