Featured Business Financial Advisor in Chicago, IL
Chicago Financial Advisors
Perritt Capital Management
300 S Wacker Drive, Suite 2880
Chicago, IL 60606
(312) 448-8217
“Wealth Advisor”
Advisor Profile
Sean Condon, CFP
Name:  Sean Condon, CFP
Phone Number:  (312) 448-8217
Website:  Visit Website
ADV Form II Link:
http://www.perrittmutualfund...

About Perritt Capital Management

Perritt Capital Management has been assisting our clients with building family wealth for over 25 years. We provide customized investment solutions to high net worth individuals, executives and entrepreneurs. Our wealth advisory team of experienced and credentialed professionals (including CFA, CFP, and CPA designations) provide individual clients with institutional benefits including:

Portfolio Management Stability
Portfolio managers for over two decades
Powerful asset allocation models
Client focused process/access to
portfolio managers

Dedicated Investment Research
Firm founded on decades of actionable
academic research
Tenured, experienced investment team
Certified and documented GIPS
performance track record

Institutional Trading Efficiencies
Equals Lower Fees
Institutional trading cost efficiencies
Block trades/Step-out trades
Lower Turnover/Tax efficiencies*

Aligned Interest
We are a Registered Investor Advisor that has a fiduciary
obligation to act in your best interests
Our compensation is based on a percentage of
assets under management
As an independent, employee-owned firm, our success is
directly linked to yours
 

General Information

Gender:    Male
CRD#:    4752932
Firm CRD#:    111623
States Licensed in:    IL
States Willing to do Business in:    All
Years of Experience in Financial Services:    10
Number of Years with Current Firm:    7
Work Experience:    Sean joined Perritt Capital Management in 2006. As a CERTIFIED FINANCIAL PLANNERTM,
Sean works in all areas of client engagement, including development and implementation of financial plans. He works closely with the investment team in order to communicate
client goals and to discuss recommendations with clients throughout their relationship with
Perritt Capital Management. Sean began his career at Deutsche Bank Asset Management
and has nearly ten years of experience in the investment industry. He is a member of the
Financial Planning Association (FPA)
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
 

Education

Academic Background
 
BA - English, University of Wisconsin - Madison
 

Services

Investment Types:    Insurance, Annuities, Stocks, Mutual Funds, Bonds, Options & Futures, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant
Securities Licenses:    Series 63, Series 7, Series 6
Financial Organization Memberships:    Financial Planning Association (FPA)
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    100
Firm's Number of Planning Clients:    30
Firm's Number of Managed Clients:    100
Assets Managed by Firm:    $500,000,000+
 

Compliance

Registered Investment Advisor:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a Fee-Only financial professional
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Based on Assets, Flat Fee, Hourly
Fee % Based on Assets:    1
Additional Details on Charges:    Our Standard annual investment advisory fee for separate account management is 1% of the market value of the portfolio. Advisory fees are billed quarterly, in advance, based on the portfolio's market value on the last business day of the previous quarter. Fees may be deducted from client's account, subject to client approval and authorization, or billed directly to the client.
 
 
 
Prepared By: Sean Condon, CFP