Featured Business Financial Advisor in Tampa, FL
Tampa Financial Advisors
Prosperity Wealth Advisors, Inc.
3030 North Rocky Point Dr. West, Suite 150
Tampa, FL 33607
Phone Number
Advisor Profile
Michael Moffa
Name:  Michael Moffa
Website:  Visit Website
Disclaimer
Investment advice offered through Prosperity Wealth Advisors, Inc., a registered investment advisor.

About Prosperity Wealth Advisors, Inc.

At Prosperity Wealth Advisors, Inc., we focus on clients whom we believe we can help make a lasting difference in pursuing their financial objectives and goals. As a boutique firm, we offer a comprehensive suite of investment management and financial planning strategies, serving exclusive clientele of individuals, business owners, and affluent & ultra-high-net-worth individuals in order to provide high-level, personalized advisory service.

Our team of fiduciary advisors specializes in serving clients experiencing major life changes, such as women in transition, family stewards, or thriving retirees. Whatever their particular needs, all of our clients share a common goal: to protect and grow their assets.
 

General Information

States Licensed in:    FL, NY, NC
Insurance License#:    P000399
Firm CRD#:    4922901
CRD#:    4922901
States Willing to do Business in:    Apollo Beach,Belleair Beach,Brandon,Clearwater,Clearwater Beach,Dunedin,Gibsonton,Holiday,Indian Rocks Beach,Land O Lakes,Largo,Lithia,Lutz,New Port Richey,Odessa,Oldsmar,Palm Harbor,Pinellas Park,Plant City,Riverview,Ruskin,Safety Harbor,Saint Petersburg,Seffner,Seminole,Sun City Center,Tampa,Tarpon Springs,Thonotosassa,Valrico,Wesley Chapel
I work with the following types of clients:    Non-Profit Organizations, Businesses, Investment Clubs, Individual Investors
Number of Years with Current Firm:    15
Years of Experience in Financial Services:    15
Name of Custodial Firm:    Fidelity, Schwab/TD Ameritrade, Pershing, LPL Financial
 

Services

I can meet clients in the following ways:    Via phone, At your office, At your home, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Mortgages & Real Estate, Exchange Traded Funds (ETFs), Commodities, Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Financial Organization Memberships:    Paladin Registry, Financial Planning Association (FPA)
Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life, Health, Disability, Annuity
Securities Licenses:    Series 66, Series 7
Certifications, Accreditations & Designations:    Chartered Retirement Planning Counselor (CRPC®), Accredited Wealth Management Advisor(AWMA), Accredited Investment Fiduciary® (AIF)
 

Firm Information

Advisor's Number of Planning Clients:    250+
Advisor's Number of Managed Clients:    250+
Advisor's Number of Clients:    250+
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Based on Assets, Flat Fee
Fee Structure:    Fee-Based (Fee and Commissions)