Featured Business Financial Advisor in Bellevue, WA
Bellevue Financial Advisors
Fulcrum Wealth Advisors, LLC
10940 NE 33rd Place, Suite #210
Bellevue, WA 98004
(425) 250-6280
“Leveraging Experience for your Benefit!”
Advisor Profile
Jim Falcone
Name:  Jim Falcone
Phone Number:  (425) 250-6280
Website:  Visit Website
Disclaimer
Investment advisor representative of, and securities and investment advisory services offered through Cetera Advisors Networks LLC, member FINRA/SIPC, a broker-dealer and investment advisor. Cetera is under separate ownership from any other named entity. Investment advisory services are also offered through Fulcrum Wealth Advisors, LLC. Fulcrum Wealth Advisors LLC is a registered investment advisor in the State of Washington.

About Fulcrum Wealth Advisors, LLC

Fulcrum Wealth Advisors was founded on integrity and trust, in order to meet the needs of sophisticated individuals, families, business owners, and organizations who seek more from their financial advisor than what conventional financial services firms offer.

We began this business in 2013 as a commitment to protect our clients from unnecessary fees, costs, and conflicts of interest, which are the mainstay of traditional "Big-Box" financial institutions.

Fulcrum Wealth Advisors is owned by the partners and has no outside shareholders or corporate parent. Thus, we strive to be free from the conflicts of interest that arise when a traditional firm needs to service the interests of its shareholders ahead of the interests of its clients.

Our combined 60+ years of experience within such enterprises compelled us to offer a different kind of experience, one that puts people before profits, and planning before product.
 

General Information

I work with the following types of clients:    Individual Investors
States Willing to do Business in:    GLOBAL
I work with the following types of clients:    Non-Profit Organizations, Businesses
States Licensed in:    AZ, CA, MD, NV, NC, SC, OR, VA and WA.
CRD#:    2536341
Number of Years with Current Firm:    3
Years of Experience in Financial Services:    25
Name of Custodial Firm:    TD AMERITRADE & PERSHING
 

Services

I can meet clients in the following ways:    Video Conference, Via email, Via phone, At your office, At your home, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), FOREX & Currency, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Commodities, Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life, Disability, Annuity
Securities Licenses:    Series 65, Series 63, Series 31, Series 7
Certifications, Accreditations & Designations:    Accredited Investment FiduciaryŽ (AIF)
 

Firm Information

Assets Managed by Advisor:    NTK
Assets Managed by Firm:    NTK
Firm's Number of Managed Clients:    120+
Firm's Number of Planning Clients:    120+
Firm's Number of Clients:    120+
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts:    $250,000
Hourly Rate:    $250.00
Compensation Methods:    Based on Assets, Flat Fee, Hourly
Fee Structure:    Fee-Based (Fee and Commissions)