Featured Business Financial Advisor in Tempe, AZ
Tempe Financial Advisors
Harding Investments & Planning
222 S. Mill Avenue, Ste 800
Tempe, AZ 85281
(480) 205-1743
“Advisor to successful individuals and families. ”
Advisor Profile
Adam Harding CFP
Name:  Adam Harding CFP
Phone Number:  (480) 205-1743
Website:  Visit Website
Disclosure Link:
http://hardingwealth.com/imp...
Disclaimer
Number of clients and AUM is constantly changing. The above are estimates based on June 2019 figures.

About Harding Investments & Planning

In the most simple terms, helping people navigate life's financial complexities is what we do. This often means providing investment advice, but this investment advice has to reflect the unique challenges, opportunities and resources each investor is faced with. This is why we always make sure a thorough financial plan is completed before we give investment advice.

Services we provide include:
Comprehensive Financial Planning
Investment Management
Retirement Plan Consulting (commonly 401(k))
Estate and Gift Planning
Insurance Strategies and Risk Management
Tax Optimization and Planning
Education Planning
 

General Information

States Willing to do Business in:    Apache Junction,Cashion,Chandler,Fort Mcdowell,Fountain Hills,Gilbert,Glendale,Higley,Laveen,Mesa,Paradise Valley,Peoria,Phoenix,Queen Creek,Rio Verde,Sacaton,Scottsdale,Sun City,Tempe,Youngtown
I work with the following types of clients:    Individual Investors
Number of Years with Current Firm:    4
Name of Custodial Firm:    TD Ameritrade
States Licensed in:    AZ
Firm CRD#:    282686
CRD#:    282686
Years of Experience in Financial Services:    10
 

Services

I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home, Video Conference
Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Alternative Investments
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Long Term Care, Life
Securities Licenses:    Series 65
Certifications, Accreditations & Designations:    CFP®, CERTIFIED FINANCIAL PLANNER" Certificant
 

Firm Information

Firm's Number of Managed Clients:    75
Firm's Number of Planning Clients:    75
Firm's Number of Clients:    75
Assets Managed by Advisor:    $41,000,000
Assets Managed by Firm:    $38,000,000
 

Compliance

I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Investment Advisor:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee-Based (Fee and Commissions)
Compensation Methods:    Based on Assets