| Advisor Profile |
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| Name: |
Randy Thompson M.B.A. |
| Phone Number: |
(832) 756-2142 |
| Website: |
Visit Website
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About Financial Advisory |
My passion is to help people create and defend their wealth.
I enjoy working in partnership with my clients to bring
creative financial design ideas to the table in the areas of
investment, estate, retirement and business owner planning
while using tax reduction strategies necessary for wealth
management. I am a student of the financial markets and use my
experience plus state of the art evaluation tools to help
solve my client's financial problems and help them toward a
brighter financial future.
Randy specializes in service to professionals, foundations,
retirees and owners of privately owned businesses in the areas
of investment, retirement and estate planning, wealth creation
and wealth preservation. His work includes identifying and
resolving complex financial planning problems which help his
clients toward achieving their financial objectives. He
oversees client assets in excess of $130 million.
Prior to founding Copper Mountain Capital, Randy has spent
over 15 years serving clients at Lincoln Financial Advisors
and has managed investment portfolios as large as $1.5
billion.
Randy holds a Masters degree in Business Administration from
the Wharton School of Business at the University of
Pennsylvania and graduated Magna Cum Laude with a Bachelors
degree in economics from the University of Colorado.
Securities offered through J.W.Cole Financial, Inc.(JWC) Member FINRA/SIPC. Advisory services
offered through J.W.Cole Advisors, Inc. (JWCA). JWC/JWCA and Copper Mountain Capital are
unaffiliated entities |
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General Information |
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| Insurance License#: |
1212854
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| States Licensed in: |
TX,CO, AK, VA, FL, IA, OH
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| States Willing to do Business in: |
Bellaire,Conroe,Cypress,Hockley,Houston,Humble,Katy,Kingwood,Magnolia,Pinehurst,Porter,Spring,Stafford,Sugar Land,Tomball,Galveston
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| Work Experience: |
I have over 20 years experience as a financial
adviser.
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs
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Services |
| Investment Types: |
Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Stocks, Commodities, Annuities, Bonds, Socially Responsible Investments (SRI)
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| I can meet clients in the following ways: |
Via phone, At my office, At your home, Video Conference, Via email, At your office
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 66, Series 6
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Annuity, Life, Annuity, Disability, Variable Life
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Firm Information |
| Advisor's Number of Clients: |
70
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| Advisor's Number of Managed Clients: |
50
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| Advisor's Number of Planning Clients: |
35
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Compensation and Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Prepared By: |
Randy Thompson M.B.A. |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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I have an BA in Economics and an MBA in Finance from the Wharton School of Business. |
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What is your approach to financial planning? |
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Understand your short term and long term goals and your risk tolerance. Model your financial life to see if you can hit them. Make recommendations to better help you meet your goals. |
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What services do you offer? |
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Rigorous financial analysis and advice wrapped in a client friendly atmosphere. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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I have a partner (who also happens to be my daughter). Her name is Caitlin Reynolds. She is a CPA with a Masters in Finance. |
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How are you compensated? How will I pay for your services? |
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We are cafeteria style advisers. You only pay for what you buy. Our advisory fees are substantially below industry averages. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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It's up to you. We can do it either way. |
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Do you offer any guaranteed results? |
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Some investment products have guarantees. The guarantees of fixed contracts are contingent on the claims paying ability of the insurance company. |
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How much risk should I be willing to take? |
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That is up to you. We can show you how much risk is in your portfolio and adjust it according to your wishes. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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We provide comprehensive financial planning services. We specialize in wealth creation and preservation with particular attention to risk management and tax planning and minimization. |
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What is your experience? How many clients do you currently manage? |
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What financial institution(s) do you represent? |
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We are independent advisers which means we have access to almost the entire universe of financial products. We cull through them to find the best solution for you. |
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How do you charge for your services? |
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We are cafeteria style advisers. You only pay for what you buy. Our advisory fees are substantially below industry averages. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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I am really smart but fun to work with. |
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