Featured Business Financial Advisor in Plymouth, MA
Plymouth Financial Advisors
Ameriprise Financial
15 Caswell Lane
Plymouth, MA 02632
Phone Number
Advisor Profile
Hilary OMalley BFAŽ
Name:  Hilary OMalley BFAŽ
Website:  Visit Website

About Ameriprise Financial

Ameriprise is a full service wealth management firm that has been advising individuals and their families and corporate clients since 1894. Our mission is to put clients interests and needs first through a system of goal based financial planning and to help our clients plan for unanticipated life events. We have a disiplined method when working with clients that enables us to capture a consise picture for each individual set of circumstances. Implementing a goal based financial plan enables us to keep our clients on the path to achieving financial objectives. We present sophisticated financial planning tools to our clients that allows us to eliminate the burden of doing it yourself. As a prospective client you can expect an initial meeting that will be a fact finding exercise during which time your questions will be addressed and you will learn more about us and our process. The initial meeting also serves as an opportunity for us to determine if we are an appropriate fit for each client. Once this is determined, we review your current financial picture and generate a goal based financial plan. This financial plan is monitored by us and reviewed annually. We work as a team and are committed to client satisfaction, all calls and emails are returned the same business day.
 

General Information

States Willing to do Business in:    all of Massachusetts
Name of Broker/Dealer:    Plymouth Rock Financial
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
Number of Years with Current Firm:    8
Name of Custodial Firm:    Ameriprise Financial
States Licensed in:    All New England States Florida Minnesota, South Dakota California.
Firm CRD#:    6361
Work Experience:    I have been providing financial advice and estate planning for my clients for twenty years beginning in the industry immediately out of college. I currently work for Ameriprise Financial but have gained knowledge and experience from several Wall Street Firms.
CRD#:    2314563
Years of Experience in Financial Services:    20
 

Services

I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home, Video Conference
Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Life, Health, Annuity
Securities Licenses:    Series 7, Series 63, Series 65
Certifications, Accreditations & Designations:    BFA
 

Compliance

I am an acknowledged fiduciary:    Yes
Registered Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Fee Charged for Managed Accounts:    .5%
Minimum Portfolio Size for New Managed Accounts:    $200,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    .5 to 1 %