Featured Business Financial Advisor in Cincinnati, OH
Cincinnati Financial Advisors
UBS Financial Services
8044 Montgomery Road, Suite 100
Cincinnati, OH 45236
Phone Number
“Help clients create, manage and maximize personal wealth.”
Advisor Profile
Mose  Richardson Jr.
Name:  Mose Richardson Jr.
Website:  Visit Website

About UBS Financial Services

UBS is committed to bringing its global resources to bear on the portfolios of high net worth individuals to help them pursue their wealth management goals. Today, as the world?s largest wealth manager, we are strongly positioned to help our clients address the realities of the global economy and their sophisticated needs. Customized solutions are delivered by dedicated Financial Advisors who are aligned to help give clients confidence in reaching their goals no matter what the environment.
 

General Information

States Willing to do Business in:    Cincinnati,Covington,Dayton,Erlanger,Fayetteville,Florence,Fort Thomas,Ft Mitchell,Hamilton,Loveland,Maineville,Mason,Middletown,Milford,Monroe,West Chester
Name of Broker/Dealer:    UBS Financial Services
I work with the following types of clients:    Individual Investors, Business Owners
Number of Years with Current Firm:    5.5
Name of Custodial Firm:    UBS Financial Services
Firm CRD#:    8174
CRD#:    5657471
Years of Experience in Financial Services:    14
 

Services

I can meet clients in the following ways:    Via email, Via phone, At my office
Investment Types:    Mutual Funds, Bonds, Stocks, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Financial Organization Memberships:    Financial Planning Association (FPA)
Insurance and Annuity Licenses:    Variable Life, Long Term Care, Life, Health, Accident, Disability
Securities Licenses:    Series 7, Series 66
Certifications, Accreditations & Designations:    Chartered Life Underwriter (CLU®), CERTIFIED FINANCIAL PLANNER™ Certificant
 

Compensation and Fees

Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Based on Assets, Flat Fee