Featured Business Financial Advisor in Pleasanton, CA
Pleasanton Financial Advisors
Viewpoint Financial Network
7011 Koll Center Pkwy, Suite 260
Pleasanton, CA 94566
Phone Number
Advisor Profile
Ron Sanchez CFP
Name:  Ron Sanchez CFP
Website:  Visit Website
Disclosure Link:
https://www.commonwealth.com/clients/media/formadv_part2.pdf
https://www.commonwealth.com/media/WiserADvisorSolicitorDisclosure_Doc_Ron_Sanchez.PDF" target="_blank">Disclaimer
This communication is strictly intended for individuals residing in the states of AZ, CA, CO, MT, NJ, NV, NY, OR, WA. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Ron Sanchez, CA Insurance Lic. # 0C77985 is a Registered Representative and an Investment Adviser Representative with/and offers securities and advisory services through Commonwealth Financial Network, Member FINRA, SIPC, a Registered Investment Adviser. Fixed insurance products and services offered through CES Insurance Agency.

About Viewpoint Financial Network

We are a California-based wealth management firm with more than 30 years in the business, advising over $900 million in client assets, serving over 1,100 households.

Combining good people with the best technology is what distinguishes how clients experience us. We have structured the way we work with clients to serve them on their time. Our highly sophisticated technology works in the background so that our team can meet you where you are in life with a service that is highly personalized, nimble, and uncomplicated.
 

General Information

Name of Broker/Dealer:    Commonwealth Financial Network
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
Number of Years with Current Firm:    3
Name of Custodial Firm:    National Financial Services
Firm CRD#:    8032
CRD#:    4020484
Years of Experience in Financial Services:    20
 

Services

I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home, Video Conference
Investment Types:    Mutual Funds, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability
Securities Licenses:    Series 7, Series 63, Series 65
Certifications, Accreditations & Designations:    LUTCF®, CDFA®
 

Firm Information

Advisor's Number of Managed Clients:    73
Firm's Number of Clients:    1100
Advisor's Number of Clients:    132
Assets Managed by Advisor:    19,226,338
Assets Managed by Firm:    516,599,635
 

Compliance

Investment Advisor Representative:    Yes
Registered Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Fee Charged for Managed Accounts:    0.65
Compensation Methods:    Based on Assets, Hourly
Fee % Based on Assets:    1.00-0.65