Keel Point is a community of families who believe that wealth comes with the opportunity to be a blessing to family and community, and of experienced professionals dedicated to providing families with guidance and wisdom around their financial lives.

Keel Point brings to each client, small and large, the best of its diverse heritage: financial and strategic advice for families just starting out and for families with multi-generational wealth, and investment management designed to allow each family to reach their financial goals.

Firm Start Year

2015

No.of Employees

50-99

CRD#

4568522

Firm CRD#

127902

States Licensed in

AL, TN, CA, MS, PA, SC, TX, VA, LA, NC

Years of Experience in Financial Services

21

Number of Years with Current Firm

12

Work with the following types of clients

Non-Profit Organizations, Investment Clubs, Individual Investors

Advisory Services Provided

Education Funding and Planning, Financial Planning for Individuals, Risk Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Money Management

Investment Types

Insurance, Mutual Funds, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments

Can meet clients in the following ways

Our Offices, Our Office, Via Phone, Via Email, Video Conference

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Annuity, Health, Variable Annuity, Long Term Care, Variable Life

Advisor's Number of Clients

165

Advisor's Number of Managed Clients

165

Advisor's Number of Planning Clients

148

Assets Managed by Advisor

$216,000,000

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Fee % Based on Assets

See Below

Additional Details on Charges

Fee Schedule 1.30% on the first $1,000,000 of market value 1.05% on the amount from $1,000,000.01 to and including $2,000,000 0.80% on the amount from $2,000,000.01 to and including $5,000,000 0.65% on the amount from $5,000,000.01 to and including $10,000,000 0.45% on the amount from $10,000,000.01 to and including $25,000,000 0.05% on the amount from $25,000,000.01 to and including $100,000,000

BSBA - Management

University of Alabama - Huntsville
01/01/2002 - 01/01/2004

BSBA - Management

Indiana University of Pennsylvania
01/01/1999 - 05/01/2001