DIRECTORY OF REGISTERED ADVISORS
National Coverage
Local Professionals
Aaron C. Montez
Validus Financial Associates
8877 West Union Hills Drive Suite 540
Peoria, AZ 85382
623-825-1020
About Validus Financial Associates
Validus Financial Associates provides you access to a highly experienced group of professionals who provide a collaborative approach to help you toward realizing your stated goals. We help you define your vision for the future and create a clear, concise course of action to optimize your potential for financial success. Additionally, as part of your financial plan we will factor in all aspects of your financial situation including how taxes, timing and other factors may affect your portfolio now and in the future.
See Disclosures
General Information
Firm Start Year
CRD#
4108246
Firm CRD#
6413
Name of Broker/Dealer
LPL Financial
States Licensed in
AZ
Years of Experience in Financial Services
22
Number of Years with Current Firm
8
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management
Services
Investment Types
Mutual Funds, Options & Futures, Alternative Investments, Commodities, Annuities, Stocks, Bonds
Can meet clients in the following ways
Email, Phone, Our Office, Video Conference
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 6, Series 66, Series 63, Series 24, Series 7
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Annuity, Long Term Care, Disability, Variable Life
Firm Information
Assets Managed by Advisor
350,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Based on Assets
Education
Bachelor of Science - Finance
ASU
09/07/1994 -05/10/2001
Disclosures
FinancialAdvisor.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialAdvisor.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialAdvisor.net cash compensation for these referrals, which creates the incentive for FinancialAdvisor.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures