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Ekenna Anya-Gafu

Bay Street Capital Holdings

4111 N Drinkwater Blvd

Scottsdale, AZ 85251


About Bay Street Capital Holdings

At Bay Street Capital Holdings, we believe our success is the result of our team of diverse, talented experts who are dedicated to our mission of empowering communities of all color on their investment journey. Whether it's managing your wealth, introducing you to real estate opportunities, organizing your taxes effectively, or planning your estate or trusts, our job is to create a seamless experience so you can focus on what matters most.

General Information

Firm Start Year


No.of Employees




Firm CRD#


Name of Custodial Firm

Charles Schwab and TD Ameritrade

States Licensed in


Years of Experience in Financial Services


Number of Years with Current Firm


Work Experience

Started career at Charles Schwab in the FC Academy and finished top of my cohort and was able to choose to work in San Francisco because of wanting to learn more about equity awards and equity compensation as a whole. My love for the different strategies around it led me to a strategy position where I traveled the US and taught other financial consultants about it so they could help their clients. After awhile on the road I found a position with TD Ameritrade as a Senior Financial Consultant. And with a philosophy of complete transparency, and having above and beyond follow-through I was able to elevate to be the top 1% SFC every quarter I worked there. After the Schwab acquisition I decided to partner with William Huston, at Bay Street Capital Holdings where I now am our CFO, and Director of Planning.

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Investment Clubs, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Retirement Planning


Investment Types

Mutual Funds, Bonds, Alternative Investments, Mortgages & Real Estate, Stocks

Can meet clients in the following ways

Via Phone, Your Home, Via Email, Video Conference, Your Office


Registered Investment Advisor


Investment Advisor Representative


Acknowledged fiduciary


Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations


Securities Licenses

Series 7, Series 63, Series 66

Firm Information

Firm's Number of Clients


Firm's Number of Planning Clients


Firm's Number of Managed Clients


Assets Managed by Firm


Advisor's Number of Clients


Advisor's Number of Managed Clients


Advisor's Number of Planning Clients


Assets Managed by Advisor


Compensation and Fees

Fee Structure


Compensation Methods

Based on Assets

Fee % Based on Assets


Hourly Rate


Additional Details on Charges

Bay Street Capital offers a tiered pricing fee for financial planning based on assets and income.

Minimum Fee Charged for Managed Accounts


Minimum Fee Charged for Hourly Planning Accounts



Associates Degree in Behavioral Science - Psychology

City College of San Francisco
08/01/2012 - 06/01/2013

Business Administration with a specialization in economics/finance - Finance

Black Hills State University
08/01/2013 - 12/15/2014



Bay Street Capital Holdings is a registered investment advisory firm located in Palo Alto, California. The firm only transacts business in states where it is properly registered or is excluded or exempted from registration requirements. Registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability.