National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Dave Stanfield

Evergreen Wealth Management

7047 E Greenway Pkwy
Suite 250

Scottsdale, AZ 85254

206-235-6025

Wealth Management Focused on Value and Customization

About Evergreen Wealth Management

Evergreen Wealth Management was created to offer clients customized Wealth Management services. Our goal is to spend necessary time to fully understand each client's individual needs and goals not only financially but personally. We work with clients to educate and coach them through the financial planning and investment management process. We have the flexibility to use a wide range of products. This can include active management investment solutions or time tested low expense investment vehicles. If you have questions please schedule a call, we would love to hear from you!

General Information

Firm Start Year

2015

CRD#

3075652

Firm CRD#

3075652

Name of Broker/Dealer

Regal Investment Advisors

Name of Custodial Firm

Fidelity Investments

Years of Experience in Financial Services

25

Number of Years with Current Firm

7

Work Experience

Evergreen Wealth Management Mar 2015 - Present · 7 yrs 5 mos Scottsdale, AZ / Seattle, WA.

I created Evergreen Wealth Management to offer clients customized Wealth Management services. Our goal is to spend necessary time to fully understand each client's individual needs and goals not only financially but personally. I work with clients to educate and coach them through the financial planning and investment management process. I have the flexibility to use a wide range of products. This can include active management investment solutions or time tested low expense investment vehicles. I would love to hear from you!

Fidelity Investments Account Executive Dec 2003 - Mar 2015 · 11 yrs 4 mos Seattle, WA

Created and presented financial plans for clients in the accumulation and distribution phase of life. Specialized in retirement income planning. Presented complex strategies using mutual funds, ETF's and professional money management solutions. Oversaw a book of approximately $290 million in assets. Created and presented financial plans for clients in the accumulation and distribution phase of life. Specialized in retirement income planning. Presented complex strategies using mutual funds, ETF's and professional money management solutions. Oversaw a book of approximately $290 million in assets.

KeyBanc Capital Markets Institutional Sales, Aug 2000 - Nov 2003 · 3 yrs 4 mos

Institutional Sales Representative, August 2000 - November 2003: Develop relationships with CFO's, treasurers, and other finance staff in medium to large cap companies. Offer fixed income investment alternatives for company's short term operating cash. Sell agencies, corporate and government bonds, treasuries, commercial paper, and other money market investments. Support three other brokers as needed. Our four-person office manages $1 billion +. Use Bloomberg, Telerate, monroe trader, etc. daily.

MetLife Financial Services Representative Jun 1998 - Aug 2000 · 2 yrs 3 mos Mercer Island, WA

Advise clients on aspects of financial management including education, retirement and estate planning. Consult and develop a wide range of Financial Plans tailored to meet client needs. Negotiate and prepare a wide range of business employee benefit insurance plans. Sold mutual funds, fixed and variable annuities, and a wide range of insurance products.

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Financial Advice & Consulting, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Investment Advice & Management

Services

Investment Types

Annuities, Insurance, Stocks, Bonds, Exchange Traded Funds (ETFs), Mutual Funds, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Our Offices, Your Home, Our Office, Via Phone, Via Email, Your Office, Video Conference

Compliance

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, EA

Securities Licenses

Series 6, Series 63, Series 66

Insurance and Annuity Licenses

Health, Long Term Care, Life, Annuity, Disability

Firm Information

Firm's Number of Clients

50

Firm's Number of Planning Clients

50

Firm's Number of Managed Clients

50

Assets Managed by Firm

$35,000,000

Advisor's Number of Clients

100+ accts

Assets Managed by Advisor

Approx. $35,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Fee % Based on Assets

.95%

Hourly Rate

$175

Additional Details on Charges

Please find link to fee schedule, happy to discuss by email or phone as well with any questions. I do have a minimum asset amount for management but the more important thing is that the relationship is a good fit for both parties. https://ewealthmanage.com/services/fees-and-services

Minimum Fee Charged for Managed Accounts

$0.00

Minimum Fee Charged for Hourly Planning Accounts

$0.00

Education

BAA - Finance

University of Washington / Finance
06/01/1995 - 06/01/1997

Disclosures

https://ewealthmanage.com/

Disclaimer

Investment advisory services offered through Regal Investment Advisors, LLC, an SEC Registered Investment Advisor. Registration with the SEC does not imply any level of skill or training. Evergreen Wealth Management LLC is independent of Regal Investment Advisors. Check the background of this firm on FINRA's BrokerCheck. Any tax advice from Dave Stanfield comes from his capacity as an Enrolled Agent. Investment advisory services offered through Regal Investment Advisors, LLC an SEC registered investment advisor. Registration with the SEC does not imply any level of skill or training. Evergreen Wealth Management, LLC, is independent of Regal Investment Advisors. Regal Investment Advisors LLC is not a law firm or an accounting firm. IRS Enrolled Agent (EA) - An EA is a federally authorized tax practitioner who has technical expertise in the field of taxation and who is empowered by the U.S. Department of the Treasury to represent taxpayers before all administrative levels of the IRS for audits, collections, and appeals. 'Enrolled' means to be licensed to practice by the federal government and 'Agent' means authorized to appear in the place of the taxpayer at the IRS. Only Enrolled Agents, attorneys, and CPAs may represent any taxpayer before the IRS. The license is earned in one of two ways: (1) passing a comprehensive examination which covers all aspects of the tax code, or (2) having worked at the IRS for five years in a position which regularly interpreted and applied the tax code and its regulations. All candidates are subjected to a rigorous background check conducted by the IRS. In addition to the stringent testing and application process, the IRS requires Enrolled Agents to complete 72 hours of continuing professional education, reported every three years, to maintain their Enrolled Agent status. Enrolled Agents are required to abide by the provisions of the Department of Treasury's Circular 230, which provides the regulations governing the practice of Enrolled Agents before the IRS.