Jason Smith

CRD#

2518521

Insurance License#

1003084

States Licensed in

AZ, TX, WA, CO, FL, CA, KS, SC, VA

Years of Experience in Financial Services

25

Number of Years with Current Firm

3

Work Experience

Many of my clients are educators or from the healthcare sector. My goal and focus is to serve them with timely information and do my best to make clients feel their accounts are in good hands. Ideally, we want to limit risk and take advantage of bargains and good opportunities in the marketplace. As a independent Certified Financial Planner®, I do not have quotas to meet or proprietary products to sell.

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Retirement Planning, Portfolio Management, Money Management, 401K Rollovers, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning, Investment Advice & Management, Financial Advice & Consulting, Wealth Management

Investment Types

Stocks, Bonds, Mutual Funds, Exchange Traded Funds (ETFs)

Can meet clients in the following ways

Your Home, Our Office, Email, Your Office, Phone, Video Conference

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 63, Series 7, Series 65

Insurance and Annuity Licenses

Disability, Property, Casualty, Annuity, Health, Variable Annuity, Long Term Care, Variable Life, Life

Advisor's Number of Clients

200

Advisor's Number of Managed Clients

150

Advisor's Number of Planning Clients

200

Assets Managed by Advisor

Upon Request

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$20000

Compensation Methods

Based on Assets

Fee % Based on Assets

0.65%

Additional Details on Charges

My fee is 0.5%. The platform fee is 0.15%. The total is 0.65% per year and is charged on a quarterly basis. Assets are held at Fidelity or Schwab.

Minimum Fee Charged for Managed Accounts

0.65% (0.5% +0.15%)

B.A. - Economics

University of Michigan
09/01/1992 - 06/30/1994

M.A. - Theology

Fuller Theological Seminary
01/01/2006 - 05/31/2009

M.S. - Finance

Indiana University
01/01/2013 - 05/31/2016

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Additional Detailed Disclosures

https://www.financialadvisor.net/disclosure/1888397/financialadvisor-berthel-fisher-financial-services,-inc.-and-bfc-planning-inc-detailed-disclosure