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Adam Harding CFP®

Harding Investments & Planning

222 S. Mill Avenue
Ste 800

Tempe, AZ 85281
(480) 2051743

Advisor to successful individuals and families.

About Harding Investments & Planning

In the most simple terms, helping people navigate life's financial complexities is what we do. This often means providing investment advice, but this investment advice has to reflect the unique challenges, opportunities and resources each investor is faced with. This is why we always make sure a thorough financial plan is completed before we give investment advice.

Services we provide include: Comprehensive Financial Planning Investment Management Retirement Plan Consulting (commonly 401(k)) Estate and Gift Planning Insurance Strategies and Risk Management Tax Optimization and Planning Education Planning

General Information

Firm Start Year

2016

No.of Employees

1

CRD#

282686

Firm CRD#

282686

Name of Custodial Firm

TD Ameritrade

States Licensed in

AZ

Years of Experience in Financial Services

10

Number of Years with Current Firm

4

I work with the following types of clients

Individual Investors

Services

Investment Types

Mutual Funds, Options & Futures, Bonds, Stocks, Alternative Investments

I can meet clients in the following ways

Via email, Via phone, At my office, At your home, Video Conference, At your office

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CERTIFIED FINANCIAL PLANNER" Certificant

Securities Licenses

Series 65

Insurance and Annuity Licenses

Life, Long Term Care

Firm Information

Firm's Number of Clients

75

Firm's Number of Planning Clients

75

Firm's Number of Managed Clients

75

Assets Managed by Firm

50,000,000

Assets Managed by Advisor

$41,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Education

B.S. Economics -

Arizona State University
-

Disclosures

http://hardingwealth.com/important-disclosures/

Disclaimer

Number of clients and AUM is constantly changing. The above are estimates based on September 2020 figures.