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Jeffrey Wilcock

Seros Financial

2141 E. Broadway Rd.
Suite 220

Tempe, AZ 85282


Live your retirement by design not by default.

About Seros Financial

Most people only get one shot at retirement. That's why we help you take the guess work out of the process. Seros360? is a seven part mentoring approach to retirement.

1. Goals

We build a bridge from your idea of retirement to the real thing. What really matters most to you in retirement and understand the steps needed to reach your goals.

2. Risks

Living longer. Rising healthcare costs. Inflation. These are risks everyone faces during retirement. Working together, we can help you identify your risks and plan accordingly.

3. Investments

You need an investment strategy that takes into account your retirement goals, how you view risk, and your timeline for retirement. We take a dynamic money management approach in activley monitoring and adjusting your portfolio.

4. Income

Income is the engine of your retirement. We help you develop a plan so you take the right amount of income in the most tax efficient way possible.

5. Taxes

We help you develop a strategy that balances your tax burden now and throughout retirement.

6. Test Run

Why guess about your retirement? Take a Retirement Test Run. This simulated retirement approach lets you actually experience what it will be like to live on the income you'll have during retirement.

7. Retirement

With lessons from your Retirement Test Run and adjustments to your plan, you are ready to retire with confidence.

See Disclosures

General Information

Firm Start Year


No. of Employees




Firm CRD#


Insurance License#


Name of Broker/Dealer

United Planners Financial Services

Name of Custodial Firm

Axos Advisor Services

States Licensed in


Years of Experience in Financial Services


Number of Years with Current Firm



Investment Types

Stocks, Bonds, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities

Can meet clients in the following ways

Phone, Email, Our Office


Registered Investment Advisor


Registered Representative


Investment Advisor Representative


Acknowledged fiduciary


Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations


Securities Licenses

Series 65, Series 66, Series 63, Series 26, Series 24, Series 22, Series 7, Series 6

Insurance and Annuity Licenses

Long Term Care, Variable Annuity, Variable Life, Disability, Annuity, Health, Life

Financial Organization Memberships

Registered Financial Consultant (RFC), National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)

Firm Information

Firm's Number of Clients


Firm's Number of Planning Clients


Firm's Number of Managed Clients


Assets Managed by Firm


Assets Managed by Advisor


Compensation and Fees

Fee Structure


Minimum Portfolio Size for New Managed Accounts


Compensation Methods


Fee % Based on Assets


Hourly Rate


Minimum Fee Charged for Managed Accounts


Minimum Fee Charged for Hourly Planning Accounts


Disclosures provides referrals to financial professionals. is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures


Jeffrey P. Wilcock is a Registered Representative offering Securities through United Planners Financial Services, Member FINRA, SIPC. Advisory Services offered Through Seros Financial LLC. Seros Financial and United Planners are independent companies.