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Michelle Anthony, AIF®, MS

Catalina Wealth Management

1640 East River Road
Suite 208

Tucson, AZ 85718
(520) 2981900

For Your Now, Your Future, and Your Legacy

About Catalina Wealth Management

At our firm, we have the client and only the client in mind.

Our mission is to get to know and understand the client's needs, wants, and long-term goals. We want to help clients develop, implement, and monitor strategies that are designed to address individual needs. We understand the challenges families face today ant the uniqueness of every situation.

From managing debt, to saving for college, to retirement; these personal finance challenges can be overwhelming. Our commitment is to utilize all of our resources to help clients pursue their goals.

We believe in thinking out of the box and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. All of our energy, commitment, and efforts are focused on the client, and their satisfaction.

General Information

Firm Start Year

1992

No.of Employees

10-19

CRD#

4512228

Firm CRD#

30833

Name of Broker/Dealer

Centaurus Financial Inc

Name of Custodial Firm

TD Ameritrade & Pershing LLC

States Licensed in

AZ, CA, CO, FL, MA, MD, NM, TX, WI

Years of Experience in Financial Services

16

Number of Years with Current Firm

6

I work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Foreign Languages Serviced

English, Spanish

Services

Investment Types

Mutual Funds, Bonds, Stocks, Insurance, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At my office, Video Conference, Via phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

MBA, AIF®

Securities Licenses

Series 31, Series 7, Series 66

Insurance and Annuity Licenses

Accident, Casualty, Health, Life, Long Term Care, Property, Variable Annuity, Variable Life, Annuity

Firm Information

Firm's Number of Clients

1000+

Firm's Number of Planning Clients

200+

Firm's Number of Managed Clients

800+

Assets Managed by Firm

$480,000,000

Assets Managed by Advisor

$240,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Flat Fee

Disclaimer

Securities and advisory services offered through Centaurus Financial, Inc. member FINRA and SIPC, a registered investment advisor. This is not an offer to sell securities, which may be done only after proper delivery of a prospectus and client suitability is reviewed and determined. Information relating to securities is intended for use by individuals residing in Arizona, California, Colorado, Florida, Maryland, Massachusetts, New Mexico, Texas, and Wisconsin. Centaurus Financial, Inc., and Catalina Wealth Management are not affiliated.