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Simon Reeves

TideRock Financial

30 Enterprise, Suite #190

Aliso Viejo, CA 92656
(877) 4333665

Investments and Wealth Management

About TideRock Financial

Simon brings 20 years of investment experience to his role as founder and chief executive officer of TideRock Financial. He specializes in advising wealthy families and high-net worth individuals to help them achieve their long-term investment goals, including estate and heritage planning. As a former Wall Street trader, Simon utilizes his unique investment insight to create globally diversified, tax efficient portfolios based on solid academic research and an in-depth analysis of economic, political, and social developments around the world. His clients include current and former professionals at the top of their respective fields, including CEOs, entrepreneurs, hedge fund managers, and attorneys.

General Information

Firm Start Year


No.of Employees




Firm CRD#


Insurance License#

Life & Health

States Licensed in


Years of Experience in Financial Services


Number of Years with Current Firm


I work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations


Investment Types

Options & Futures, Stocks, Mutual Funds, Bonds, Alternative Investments, Annuities, Insurance

I can meet clients in the following ways

Via phone, At your office, At your home, At my office, Via email


Registered Investment Advisor


Registered Representative


Investment Advisor Representative


Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Registered Investment Advisor (RIA) (State or SEC) or RIA representative

Securities Licenses

Series 65

Insurance and Annuity Licenses

Health, Life, Long Term Care, Variable Annuity, Annuity

Financial Organization Memberships

Paladin Registry, FINRA (Financial Industry Regulatory Authority

Firm Information

Assets Managed by Firm


Compensation and Fees

Fee Structure


Minimum Portfolio Size for New Managed Accounts


Compensation Methods

Based on Assets


Bachelor of Arts - General Studies with emphasis on Global Economics

University of Michigan