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Simon Reeves

TideRock Financial

9900 Research Drive

Irvine, CA 92618

877-433-3665

Investments and Wealth Management

About TideRock Financial

TideRock Financial is an independent investment firm providing comprehensive wealth management services to high-net-worth individuals and families, as well as investment management for qualified company 401(k) plans.

Our mission is to give our clients the kind of financial peace of mind that can only come with a strong long-term plan and a trusted advisor. We help our clients find ways to minimize the time they spend on financial and tax matters so they can focus on the things that matter most in their lives.

TideRock Financial is differentiated from other investment advisory firms in its fee-based approach that puts its clients' interests in the forefront of every investment decision. We act as your fiduciary, which means we do not receive any incentives to invest in one financial product or fund over another.

Our investment strategy is founded on more than 20 years of trading and investment experience. By accessing institutional-level funds and alternative investment vehicles that are not available to the general public, TideRock Financial creates highly-customized portfolios that are designed to minimize risk and maximize cash flow.

See Disclosures

General Information

Firm Start Year

2004

No. of Employees

2-4

CRD#

2835991

Firm CRD#

155622

Insurance License#

Life & Health

States Licensed in

CA

Years of Experience in Financial Services

25

Number of Years with Current Firm

10

Work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Advisory Services Provided

Portfolio Management, 401K Rollovers, Wealth Management, Estate Planning & Trusts

Services

Investment Types

Options & Futures, Alternative Investments, Mutual Funds, Bonds, Stocks, Annuities, Insurance

Can meet clients in the following ways

Your Home, Our Office, Email, Your Office, Phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Qualifications & Membership

Securities Licenses

Series 65

Insurance and Annuity Licenses

Annuity, Health, Variable Annuity, Long Term Care, Life

Financial Organization Memberships

FINRA (Financial Industry Regulatory Authority

Firm Information

Assets Managed by Firm

$95,000,000.00

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Flat Fee

Education

Bachelor of Arts - General Studies with emphasis on Global Economics

University of Michigan
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Disclosures

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Additional Detailed Disclosures

https://www.financialadvisor.net/disclosure/1816966/financialadvisor-tiderock-financial-detailed-disclosure