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Samuel Adams

RTA & Associates Financial Services, Inc

701 N. Brand Blvd.

Glendale, CA 91203
(800) 5705711

About RTA & Associates Financial Services, Inc

We are a holistic financial services company, focused on helping our personal and corporate clients reach their financial goals by offering innovative solutions, best-in-class products, and superior technologies. With integrity and ingenuity at the forefront of our practice, we specialize in tailor-made cases that are as individual as the clients for which they are designed. Our objectives include developing solutions toward the accomplishment of significant goals as well as the satisfactory resolution of client issues. With over one-hundred combined years of experience in this industry, a track-record of exceptional success, a highly-educated and service-oriented staff, and up-to-the-second tracking and reporting systems, we are confident that we can produce a tailored-fit and financially rewarding experience.

Our company partners with some of the largest and most stable insurance, investment, real estate, mortgage, tax, and legal firms around the world. Through these connections we can offer consumers a myriad of options when it comes to their financial lives. With personal clients that stem from various backgrounds and corporate clients representing numerous different industries, our firm is widely practiced; this broad range of experience provides us with expertise no matter how complex the situation may be.

General Information

Firm Start Year

1980

No.of Employees

10-19

CRD#

6057464

Firm CRD#

6057464

Insurance License#

0124469

Years of Experience in Financial Services

11

Number of Years with Current Firm

11

I work with the following types of clients

Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors

Services

Investment Types

Life Insurance, Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Annuities

I can meet clients in the following ways

At your home, At my office, Via phone, At your office, Via email

Qualifications & Membership

Securities Licenses

Series 65

Insurance and Annuity Licenses

Life, Annuity, Long Term Care

Firm Information

Firm's Number of Clients

508

Firm's Number of Managed Clients

508

Assets Managed by Firm

$500M

Advisor's Number of Clients

508

Advisor's Number of Managed Clients

508

Assets Managed by Advisor

$500M

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts

$100,000

Disclaimer

RTA & Associates Financial & Insurance Services Inc. and Kinetic Investment Management Inc. are two separate entities. Insurance products and services are offered and sold through individually licensed and appointed agents in all appropriate jurisdictions under RTA & Associates Financial & Insurance Services Inc. Investment advisory services are offered through Kinetic Investment Management Inc. a registered investment adviser. Please remember that securities cannot be purchased, sold or traded via email or voice message system. Likewise, insurance coverage cannot be bound, altered or cancelled via email or voice message system.