James Peters

Centaurus Financial

18662 Macarthur Blvd
Suite 200

Irvine, CA 92612

949-631-3840

About Centaurus Financial

We help our clients accomplish their financial goals.

We customize our clients investments and financial plans to to help them meet their individual needs.

The real benefit of using our firm is that our
clients feel their financial dreams will be accomplished and that we are there to provide service as their needs change.

General Information

Firm Start Year

1992

No.of Employees

2-4

CRD#

2665577

Firm CRD#

30833

Insurance License#

0B05626

Name of Broker/Dealer

Centaurus Financial, Inc.

Name of Custodial Firm

Pershing

States Licensed in

CA, ID, GA, AZ, WA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Have been a wealth management advisor since collge. My Dad and brother are slso financial advisors.

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Services

Investment Types

Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Commodities, Bonds, FOREX & Currency, Mutual Funds, Mortgages & Real Estate, Insurance, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Via Email, Via Phone, Our Office, Your Home, Your Office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

ChFC^®

Securities Licenses

Series 6, Series 63, Series 7

Insurance and Annuity Licenses

Disability, Accident, Annuity, Health, HMO, Variable Annuity, Long Term Care, Variable Life

Financial Organization Memberships

Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA), Society of Financial Services Professionals

Firm Information

Advisor's Number of Clients

200

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

100

Assets Managed by Advisor

20,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

25,000

Compensation Methods

Flat Fee

Fee % Based on Assets

Hourly Rate

100

Flat Fee Rate

1200

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

100

Minimum Fee Charged for Flat Fee Accounts

1200

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