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Chris Baum

Coastal Capital Advisors

16 Tidewater

Irvine, CA 92614

949-439-4050

Invest with Confidence

About Coastal Capital Advisors

We launched Coastal Capital Advisors to help our clients invest with confidence, reduce taxes, and enjoy life.

We work with investors like you to streamline your financial life and build towards your future. We believe that investing now with the right plan in place will lead you to reach your financial goals, whether that's taking a year off work to travel the world or an earlier retirement.

Together, we will work alongside you to get you on a path towards financial success.

General Information

Firm Start Year

2020

No.of Employees

2-4

CRD#

6146336

Firm CRD#

307224

Name of Custodial Firm

Charles Schwab

States Licensed in

CA, TX

Years of Experience in Financial Services

10

Number of Years with Current Firm

2

Work Experience

Private Management Group, Inc. Portfolio Manager Irvine, CA June 2012 - December 2019

Coastal Capital Advisors, LLC Co-Founder & Partner Irvine, CA January 2020 - Present

I work with the following types of clients

Investment Clubs, Businesses, Individual Investors

Advisory Services Provided

401K Rollovers, Financial Planning, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Wealth Management, Portfolio Management, Retirement Planning, Investment Advice & Management

Services

Investment Types

Stocks, Bonds, Exchange Traded Funds (ETFs)

I can meet clients in the following ways

Via Email, Via Phone, Video Conference, At your office

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFA®

Securities Licenses

Series 65

Firm Information

Firm's Number of Clients

101

Firm's Number of Managed Clients

101

Assets Managed by Firm

$25,000,000

Advisor's Number of Clients

46

Advisor's Number of Managed Clients

46

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$250,000

Additional Details on Charges

Management Fee Schedule $0.00 - $100k 1.6% $100k - $500k 1.4% $500k - $1M 1.2% $1M - $5M 1.0% $5M+ 0.8%

Education

Bachelor of Sciences in Business Administration - Business Management

University of Arizona
08/2008 - 05/2012