30131 Town Center Drive, Suite 105
Laguna Niguel, CA 92677
949-219-0692
Our primary service is to meet your needs through professional money management. We use stocks,
bonds, mutual funds and ETF's to create growth and income portfolios. We utilize laddered bond
strategies, using taxable or tax free instruments for our income clients. PFP works solely to
identify your objectives and creates prudent investment plans to achieve your financial goals. We
also offer retirement plan solutions including the use of annuities, life insurance and long-term
care.
Creating the Income, Growth and Safety you desire through:
Portfolio Management & Capital Preservation
Cost and Risk Control
Establishing Long-Term Relationships
Integrity - Service - Financial Solutions
Firm Start Year
No.of Employees
CRD#
Insurance License#
States Licensed in
Years of Experience in Financial Services
Number of Years with Current Firm
Work with the following types of clients
Advisory Services Provided
Investment Types
Can meet clients in the following ways
Registered Investment Advisor
Compliance Disclosures in Last 5 years
Criminal Disclosures in Last 5 years
Securities Licenses
Insurance and Annuity Licenses
Financial Organization Memberships
Non-Financial Organization Memberships
Minimum Portfolio Size for New Managed Accounts
B.S. Industrial Engineering -