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Janet Wan

Sierra Pacific Financial Advisors

7077 Koll Center Parkway, suite 120

Pleasanton, CA 94566

925-223-8868

About Sierra Pacific Financial Advisors

Sierra Pacific Financial Advisors, LLC (SPFA) is a Fee-only Registered Investment Advisory (RIA) firm. Our professionals have over a century of combined experience in financial services. With our knowledge and your goals, a sound financial strategy is more attainable than you might think. No matter where you may be on your journey, we look forward to helping you cross that finish line.

Our expertise includes: 1. Stock options, RSUs, ESPP exercising strategy and diversification for professionals with concentrated stock options 2. Tax advantage retirement planning for business owners 3. Wealth management and transfer solutions for pre-and-post retirees 4. Financial wellness and investment services for women

Serving as fiduciaries, we provide unbiased financial solutions with a singular focus on our clients best interests. This entails going beyond our money-management mandate, as we also work closely with clients to design comprehensive, customized plans connecting every aspect of their financial lives to pursue optimum results. Our ultimate goal is to help clients make well-informed, prudent decisions throughout their financial management journey, from wealth accumulation, preservation to distribution.

General Information

Firm Start Year

2005

No.of Employees

5-9

CRD#

4537792

Firm CRD#

131738

Name of Custodial Firm

TD Ameritrade/Charles Schwab

States Licensed in

CA

Work Experience

Starting out as a financial analyst, Janet discovered early on that she preferred personal finance over a Wall Street career. After more than 20 years of working in financial planning and wealth management services, Janet is still passionate about building personal relationships with clients and helping them achieve their definition of success. She measures her own success by her clients ability to accomplish their financial goals.

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Foreign Languages Serviced

English, Mandarin

Services

Investment Types

Exchange Traded Funds (ETFs), Options & Futures, Bonds, Stocks, Alternative Investments, Mutual Funds, Commodities, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via Email, Via Phone, At my office, Video Conference, Our Offices

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CPFA

Securities Licenses

Series 65

Firm Information

Assets Managed by Firm

over $100m

Compensation and Fees

Fee Structure

Fee Only

Compensation Methods

Based on Assets

Education

Bachelors of Science - Finance and International Business

University of Maryland Robert H. Smith School of Business
1992 - 1996