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Andrew Chabot MBA, CFP®

Andrew Chabot, MBA, CFP®

11810 Sebastian Way Suite 105

Rancho Cucamonga, CA 91730
(909) 9355555

Rancho Wealth Management

About Andrew Chabot, MBA, CFP®

I am a local, independent, CERTIFIED FINANCIAL PLANNER and specialize in growing and more importantly preserving wealth for my clients. As a long-term investor, you are faced with a wide array of financial considerations. You may need to provide financial assistance for a child's college education or help support a loved one. In addition, you must prepare for your own retirement as well as consider what's to be done with your estate after you are gone. You are confronted with a growing number of investment and insurance products and services. Should you invest in mutual funds, annuities, individual securities, or a comprehensive asset management program. Add up all of these important considerations and your need for competent, objective financial guidance has never been greater. This is where I come in. I help you make better decisions.

General Information

Firm Start Year

2010

No.of Employees

2-4

CRD#

4622383

Firm CRD#

6413

Insurance License#

California Insurance License #0E70330

States Licensed in

CA, NV, AZ, NJ , PA

Years of Experience in Financial Services

15

Work Experience

Wells Fargo Bank Bank Of America Farmers Insurance Group CUSO Financial Services Altura Credit Union

I work with the following types of clients

Non-Profit Organizations, Businesses, Individual Investors

Services

Investment Types

Annuities, Insurance, Options & Futures, Stocks, Mutual Funds, Bonds, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At your office, At your home, At my office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CERTIFIED FINANCIAL PLANNER

Securities Licenses

Series 65, Series 63, Series 26, Series 24, Series 7, Series 6

Insurance and Annuity Licenses

Life, Annuity, Variable Life, Variable Annuity, Property, Long Term Care, Accident, HMO, Health, Disability, Casualty

Financial Organization Memberships

Financial Planning Association (FPA)

Non-Financial Organization Memberships

Better Business Bureau. Rancho Cucamonga Chamber of Commerce

Firm Information

Firm's Number of Clients

150

Firm's Number of Planning Clients

150

Firm's Number of Managed Clients

150

Advisor's Number of Clients

200

Advisor's Number of Managed Clients

200

Advisor's Number of Planning Clients

200

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Hourly

Additional Details on Charges

Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation

Education

MBA - Business Administration

CSUSB
-

BA - Marketing

CSUSB
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