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Kevin Thelen

Prospero Wealth Advisors

925 Highland Pointe Drive, Suite 190

Roseville, CA 95678
(916) 7402405

We inspire, grow, and protect wealth.

About Prospero Wealth Advisors

It is our mission to inspire, grow, and protect wealth! We believe a successful financial plan allows our clients to enjoy their money now while preparing them to prosper through life. Explore important issues including retirement income planning, tax mitigation strategies, and estate and legacy planning. Stress test your financial plan and consider a range of potential investment outcomes, evolving financial goals, and possible changes in your personal circumstances. Become a successful investor by managing your risk, maintaining global diversification, and being cost aware.

General Information

Firm Start Year

1987

No.of Employees

2-4

CRD#

5145246

Firm CRD#

421

Name of Broker/Dealer

WOODBURY FINANCIAL SERVICES, INC.

States Licensed in

CA

Years of Experience in Financial Services

11

Number of Years with Current Firm

1

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Services

Investment Types

Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via email, At my office, Video Conference, Via phone, At your office

Compliance

Registered Investment Advisor

No

Registered Representative

No

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CFA®

Securities Licenses

Series 66, Series 7, Series 63

Firm Information

Assets Managed by Advisor

$40,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Commissions

Fee % Based on Assets

0.75

Additional Details on Charges

Because it is my mission to expand access to quality financial advice, I align my fee to meet the circumstances of the client. For those who have already accumulated over $250,000, we accept fiduciary responsibility for managing their investments. Our fee begins at 0.75% of assets for the service. For those who have not accumulated more than $250,000, we charge a flat planning fee. That is a one-time fee of $1,500 - $3,500. In return, a client receives a financial plan, an investment recommendation, support through general financial issues, and a commitment to maintaining availability as a resource.

Education

BA in Economics - Economics

Seattle University
08/01/2002 - 01/01/2006

Disclaimer

Securities and investment advisory services offered through Woodbury Financial Services, Inc. (WFS), member FINRA/SIPC. WFS is separately owned and other entities and/or marketing names, products or services referenced here are independent of WFS. This communication is strictly intended for individuals residing in the states of AZ CA CO NV OR UT VA. No offers may be made or accepted from any resident outside the specific state(s) referenced