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Ryan K. Gunn

Gunn Financial Associates/Royal Alliance Associates

616 S El Camino Real, Suite H

San Clemente, CA 92672

888-902-5999

Financial & Retirement Services

About Gunn Financial Associates/Royal Alliance Associates

Gunn Financial Associates is a financial planning firm providing financial, retirement and investment services to high net worth individuals, families and small business owners. Our firm has over 40 years of experience in financial planning and its elements of accounting, taxes, investments and insurance. We assist clients with analysis and decisions regarding their financial goals and build and preserve their wealth. Financial Planning & Investment services include: Management of retirement & non-retirement investments, retirement income planning, tax planning to reduce income taxes, planning to preserve your assets and income.

See Disclosures

General Information

Firm Start Year

1989

No. of Employees

2-4

CRD#

5326196

Firm CRD#

23131

Insurance License#

0I67971

Name of Broker/Dealer

Royal Alliance Associates, Inc.

Name of Custodial Firm

Several choices

Years of Experience in Financial Services

17

Number of Years with Current Firm

15

Work Experience

Ryan began his professional career at Wells Fargo Financial where he assisted both English and Spanish speaking clients with credit repair, debt consolidation and mortgage refinancing. Shortly thereafter Ryan became an independent financial planner at Aegis Wealth Group which eventually led him to join Gunn Financial Associates working side by side with his father serving high net worth families and business owners within the community and around the nation.

Work with the following types of clients

Individual Investors, Retirees, Businesses

Advisory Services Provided

Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Financial Advice & Consulting

Services

Investment Types

Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Insurance, Alternative Investments, Annuities, Mortgages & Real Estate, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Phone, Our Office, Video Conference

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability

Financial Organization Memberships

Academy of Preferred Financial Advisors

Firm Information

Firm's Number of Clients

135+

Firm's Number of Planning Clients

135+

Firm's Number of Managed Clients

135+

Assets Managed by Firm

$125,000,000+

Advisor's Number of Clients

135+

Advisor's Number of Managed Clients

135+

Advisor's Number of Planning Clients

135+

Assets Managed by Advisor

$125,000,000+

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$1,000,000

Compensation Methods

Based on Assets

Additional Details on Charges

Flat fees and retainer based pricing depending on scope of work. Asset based fees for clients desiring asset management services. Fee schedule to be provided during initial consultation.

Education

Finance - Finance

University of Utah
2002 - 2005

Disclosures

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Additional Detailed Disclosures

https://www.financialadvisor.net/disclosure/1877803/financialadvisor-gunn-financial-associates/royal-alliance-associates-detailed-disclosure

Disclaimer

Securities and advisory services offered through Royal Alliance Associates, Inc., member FINRA/SIPC. Insurance services are offered through Ryan Gunn Insurance Lic #0I67971.Gunn Financial Associates is not affiliated with Royal Alliance Associates, Inc.