National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Michael Harris

TriVant Custom Portfolio Group, LLC

600 West Broadway, Suite 225

San Diego, CA 92101

619-286-3930

About TriVant Custom Portfolio Group, LLC

We are long-term investors that have a record of providing a good return and good service to our clients.

We are transparent in how we serve our clients. We make understandable investments in publicly- traded assets. We never tie your money up in illiquid assets, annuities or private equity. You always have access to your money when you need it.

Our clients have security in knowing their assets are held at Charles Schwab where they can review their accounts at any time. Our statements clearly show your investments, their values and your performance.

By operating transparently, we give our clients peace-of-mind showing them that we invest in a straight-forward manner and that we are advising in their best interest.

General Information

Firm Start Year

2003

No.of Employees

2-4

CRD#

4699319

Firm CRD#

129803

States Licensed in

All

Work with the following types of clients

Individual Investors, Non-Profit Organizations

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Investment Advice & Management, Education Funding and Planning, Financial Planning for Individuals, Wealth Management, Estate Planning & Trusts

Services

Investment Types

Stocks, Bonds, Mutual Funds, Commodities

Can meet clients in the following ways

Your Office, Via Phone, Video Conference, Our Office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CFA®

Securities Licenses

Series 65

Financial Organization Memberships

CFA Institute, CFA Society of San Diego

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$200,000

Compensation Methods

Based on Assets

Fee % Based on Assets

0.875%

Education

Bachelor of Arts - Political Science

UCLA
1980 - 1985

MBA - Business

San Diego State University
1995 - 1998