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Andrew Kessler

Allworth Financial

1550 The Alameda, Suite 125

San Jose, CA 95126

888-242-6766

Refreshingly clear advice when you need it the most.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

General Information

Firm Start Year

1993

No.of Employees

100-499

CRD#

6211526

Firm CRD#

111167

Name of Broker/Dealer

AW Securities

Name of Custodial Firm

TD Ameritrade

I work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Tax Advice and Services, Retirement Planning, Estate Planning & Trusts

Services

I can meet clients in the following ways

Video Conference, Via Phone, At my office

Compliance

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®

Firm Information

Firm's Number of Clients

12,000

Assets Managed by Firm

$10,000,000,000

Compensation and Fees

Fee Structure

Fee-Based

Disclosures

https://allworthfinancial.com/disclosures

Disclaimer

Advisory services offered through Allworth Financial, a Registered Investment Advisor. Securities offered through AW Securities, a Registered Broker/Dealer, member FINRA/SIPC.