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Niagara Credit Income Fund

Lateral Investment Management

400 S El Camino Real
Suite 1100

San Mateo, CA 94402
(650) 3962200

About Lateral Investment Management

Lateral Investment Management, LLC ("Lateral"), founded in 2014, is an opportunistic credit and growth equity private asset manager. The firm provides growth capital to non-sponsored, lower- middle market companies through the direct origination of short-term loans and minority equity stakes.

Our private market strategies focus on investing in lower-middle market firms that have limited capital availability due to the structural dislocation in the US capital markets. We partner with owner-operators who have high conviction in their future outlook and want the support of an institutional investor without the loss of control and dilution of a traditional private equity partner.

Lateral is an SEC registered firm* with approximately $450MM in assets under management. The company is headquartered in the San Francisco Bay Area and has an office in New York City.

General Information

Firm Start Year

2014

Years of Experience in Financial Services

20

Number of Years with Current Firm

6

Compliance

Registered Investment Advisor

Yes

Compensation and Fees

Fee Structure

Fee-Based

Disclaimer

Lateral Investment Management, LLC ("Lateral") is an SEC Registered Investment Adviser. Registration does not imply a certain level of skill or training. This communication is not an offer to sell or a solicitation of an offer to buy any securities. More information about Lateral can be found in its Form ADV Part 2, which is available upon request. The information contained in this email is confidential and intended for the named recipient(s) only. If you are not an intended recipient of this email please notify the sender immediately and delete your copy from your system. You must not read, copy, distribute, or take any further action in reliance on it. Email is not a secure method of communication. E-mail messages may contain computer viruses or other defects, may not be accurately or completely replicated on other systems, or may be intercepted, deleted or interfered with without the knowledge of the sender or the intended recipient. Lateral makes no warranties in relation to these matters. The information contained in this message is proprietary and confidential and is provided to prospective advisors and investors solely for the purpose of evaluating an investment in Niagara Credit Income Fund AI, LP; the Niagara Credit Income Fund AI (Tax-Exempt), LP; the Niagara Credit Income Fund QP, LP; the Niagara Credit Income Fund QP (Tax-Exempt), LP (LP (all four entities are referred to herein as the Fund). This information is not to be shared, distributed or otherwise used for any other purpose or by any other individual, organization, company, or business entity without the prior written consent of Lateral Investment Management, LLC (Lateral). This message is for informational purposes and all information contained herein is subject to revisions and completion.