Hans Reese

New Stage Investment Group®

1900 S Norfolk St, Ste 350

San Mateo, CA 94403

650-458-0312

Financial guidance for each stage of your life.

About New Stage Investment Group®

We are an independent, fee-based investment management firm. Our planning advice is ongoing for each stage of your life. Our investment management is a professional process that seeks to use lower cost, tax efficient investments when creating, investing and monitoring a tailored investment portfolio. Put the two together and your result is a simplified pursuit of financial success. Improve your planning. Invest professionally. Save time. Worry less. Hans Reese is a financial advisor with, and securities and advisory services, offered through LPL Financial, a registered investment advisor, Member FINRA www.finra.org, SIPC www.sipc.org.

General Information

Firm Start Year

2013

No.of Employees

CRD#

4334724

Firm CRD#

6413

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

LPL Financial

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Started in 2001 with Merrill Lynch, before working with Morgan Stanley and finally joining LPL Financial in 2006.

I work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Portfolio Management, Retirement Planning, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Businesses, Tax Advice and Services, Insurance Planning, Financial Planning for Individuals

Services

Investment Types

Alternative Investments, Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via Email, At my office, At your home, Video Conference, Via Phone

Compliance

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Annuity, Life, Variable Annuity, Long Term Care, Variable Life

Compensation and Fees

Fee Structure

Fee Only

Compensation Methods

Flat Fee

Education

Bachelor of Science in Business Administration - Business Administration

University of Colorado
-

Disclosures

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

LPL WiserAdvisor Cash Solicitor Disclosure

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-solicitor-disclosure.pdf

Disclaimer

Hans Reese is a financial advisor with and Securities and advisory services offered through LPL Financial, A registered Investment Advisor, Member FINRA/SIPC.

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