DIRECTORY OF REGISTERED ADVISORS
National Coverage
Local Professionals
San Mateo, CA 94403
650-458-0312
From Stress to Success: Unlocking your retirement.
About New Stage Investment Group®
We stand as an independent, fee-based investment services firm committed to guiding you through the stages of your life with continuous planning advice. Our professional investment management process is designed to leverage lower-cost, tax-efficient investments, ensuring the creation, investment, and monitoring of a personalized portfolio. The synergy of these elements culminates in a streamlined path towards greater financial success. Elevate your planning, invest with professional experience, save valuable time, and enjoy financial journey with less worry and better result.
Hans Reese is a financial advisor with, and securities and advisory services, offered through LPL Financial, a
registered investment advisor, Member FINRA www.finra.org, SIPC www.sipc.org.
See Disclosures
General Information
Firm Start Year
2013
No. of Employees
1
CRD#
4334724
Firm CRD#
6413
Insurance License#
0D31581
Name of Broker/Dealer
LPL Financial
Name of Custodial Firm
LPL Financial
States Licensed in
CA, FL, HI, NV
Years of Experience in Financial Services
23
Number of Years with Current Firm
13
Work Experience
Started in 2001 with Merrill Lynch, before working with Morgan Stanley and finally joining LPL Financial in 2006.
Additionally, Hans earned Chartered Retirement Planning Counselor™ in 2003 and Accredited Asset Management Specialist™ in 2005 from the College of Financial Planning. Then in 2007 earned the well regarded CERTIFIEID FINANCIAL PLANNER™
Work with the following types of clients
Individual Investors, Businesses
Advisory Services Provided
Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning, Financial Advice & Consulting, Portfolio Management, Retirement Planning, Risk Management
Services
Investment Types
Insurance, Annuities, Stocks, Bonds, Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Phone, Our Office, Your Home, Email, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, AAMS®, CRPC®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Variable Annuity, Long Term Care, Variable Life, Life, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Based on Assets, Hourly, Flat Fee
Education
Bachelor of Science in Business Administration - Business Administration
University of Colorado
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Disclosures
FinancialAdvisor.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialAdvisor.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialAdvisor.net cash compensation for these referrals, which creates the incentive for FinancialAdvisor.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
Disclaimer
Hans Reese is a financial advisor with and Securities and advisory services offered through LPL Financial, A registered Investment Advisor, Member FINRA/SIPC.