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Matthew Stratman

Matthew Stratman

3868 Carson st.

Torrance, CA 90503

310-661-8247

We plan for tomorrow, so you can focus on today.

About Matthew Stratman

Matt's purpose is to help as many people as possible live better more secure lives.

By guiding clients through our incremental planning process we help them make choices that have a meaningful impact on their financial futures. We work with clients who value financial planning and want to take steps to live the life they envision. We aim to have meaningful long-term relationships with each of our clients. You dont build a fortune overnight. Sometimes a small decision will make a big difference many years in the future. We have the most impact when we can help our clients make a series of good financial decisions to ultimately live their best life.

General Information

Firm Start Year

2021

CRD#

5834026

Firm CRD#

39262

Insurance License#

0g87957

Name of Broker/Dealer

Western International Securities

Name of Custodial Firm

Fidelity Clearing and Custody

States Licensed in

CA, CO, UT

Years of Experience in Financial Services

11

Number of Years with Current Firm

3

Work Experience

With more than a decade in the financial services industry, Matt gained experience working for some of the industry's largest leaders. Before coming to Western International Securities, Matt worked for Merrill Lynch, AIG, and AXA Advisors. After viewing the numerous conflicts of interest within the larger firms, it became evident that independent advice is paramount to a sound financial plan.

I work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Advisory Services Provided

Financial Planning for Businesses, Insurance Planning, Retirement Planning, Portfolio Management, Financial Planning for Individuals

Services

Investment Types

Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities, Bonds, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via Email, At my office, At your home, Our Offices, Video Conference, Via Phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Long Term Care, Variable Life, Health, Annuity, Life, Disability, Variable Annuity

Firm Information

Advisor's Number of Clients

50

Advisor's Number of Managed Clients

40

Advisor's Number of Planning Clients

25

Assets Managed by Advisor

$30,000,000

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Disclosures

Check the background of your financial professional on FINRAs BrokerCheck. We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information. Securities offered through Western International Securities, Inc., Member FINRA/SIPC. South Bay Planning and Western International Securities are separate and unaffiliated entities. CA insurance license #0G87957

Disclaimer

Check the background of your financial professional on FINRAs BrokerCheck. We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information. Securities offered through Western International Securities, Inc., Member FINRA/SIPC. South Bay Planning and Western International Securities are separate and unaffiliated entities. CA insurance license #0G87957