Diane is a Vice President of Wealth Planning at Trilogy Financial Services, as well as an Investment Advisor Representative at Trilogy Capital. She holds the Securities Series 6, 63 and 7 registrations with LPL Financial, and her Series 65 registration with Trilogy Capital. In addition, Diane is licensed in Life, Health, Disability and Long Term Care. Diane also works closely with professionals in Tax & Estate Planning, Business Planning, Real Estate, Mortgage, and other areas of financial services, to assist her with the planning efforts of her clients. These entities together create a pillar of education, knowledge and collaboration to help Diane's clients work towards their financial goals. Diane strives to stay on the cutting edge of information.

CRD#

5294493

Firm CRD#

281597

Insurance License#

288213

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

TDAmeritrade

States Licensed in

AZ, CA, CO, IL, KS, LA, MT, NC, ND, NM, OH, TX, WY

Years of Experience in Financial Services

26

Number of Years with Current Firm

15

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Investment Advice & Management, Financial Planning for Individuals, Financial Planning for Businesses, Financial Advice & Consulting, Financial Planning, Insurance Products & Annuities, Education Funding and Planning

Investment Types

Insurance, Mutual Funds, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Via Email, Via Phone, Your Office, Your Home, Our Office, Video Conference

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Securities Licenses

Series 6, Series 63, Series 65, Series 7

Insurance and Annuity Licenses

Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity

Financial Organization Memberships

Women's Estate Planning Council

Non-Financial Organization Memberships

Rotary International (Centennial Rotary Club), Listen Foundation

Assets Managed by Firm

$2,500,000,000+

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$25,000

Compensation Methods

Based on Assets

Diane Zing is a registered representative for LPL Financial (LPL) and an Investment Advisor Representative (IAR) for Trilogy Capital (TC). Securities offered through LPL, Member FINRA/SIPC. For hyperlinks to FINRA & SIPC, please see 'Disclosure Page Links' below. Investment advisory services offered through TC, a Registered Investment Advisor. TC markets advisory services under the name of Trilogy Financial (TF), an affiliated but separate legal entity. The LPL Financial registered representative associated with this page may (when conducting business through LPL) only discuss and/or transact business with the resident of the following states: AZ, CA, CO, CT, IL, KS, MD, MO, MT, NM, ND, OH, OK, TX, WA, and WY. This list may be altered to include/exclude states depending on the registration activities of the registered representative. The Trilogy Capital investment advisor representative associated with this page may conduct business throughout the United States and US Territories, as Trilogy Capital is licensed.