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Stephen Gordon

Cornerstone Asset Management

One DTC 5251 DTC Parkway
Suite 990

Greenwood Village, CO 80111
(303) 7792524

Wealth Management done the right way

About Cornerstone Asset Management

Cornerstone Asset Management is an independent financial services firm based in Denver, Colorado. We operate as a branch office of Securities America, Inc.member FINRA/SIPC. We specialize in comprehensive financial planning and dynamic asset allocation strategies. Whatever your needs may be - portfolio management, retirement planning, estate planning, risk management, money management or educational planning -we offer strategies that are consistent with your unique values, goals and financial objectives.

We provide a variety of portfolio management solutions including our Active Tactical Asset Allocation Modeling system. Our Investment Advisory Services are offered through CUE Financial Group, Inc., a SEC Registered Investment Advisor.

Our mission at Cornerstone Asset Management is to provide exceptional service and to help our clients reach their goals for the reasons that are most important to them.

General Information

Firm Start Year

1997

No.of Employees

2-4

CRD#

2714986

Name of Broker/Dealer

Securities America

Name of Custodial Firm

Charles Schwab, Pershing LLC

States Licensed in

CO,AZ,NM,TX,WY,KS,MT,OR,CA,NV,PA,ID,UT,WI,LA

Advisory Services offered in CO,NM,OR,PA

Years of Experience in Financial Services

22

Number of Years with Current Firm

2

I work with the following types of clients

Businesses, Individual Investors

Services

Investment Types

Options, Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments

I can meet clients in the following ways

Via phone, At your office, At my office, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 24, Series 63, Series 65, Series 7

Insurance and Annuity Licenses

Variable Life, Life, Variable Annuity, Annuity

Firm Information

Firm's Number of Clients

195

Firm's Number of Planning Clients

100

Firm's Number of Managed Clients

175

Assets Managed by Firm

$90 Million

Advisor's Number of Clients

195

Advisor's Number of Managed Clients

175

Advisor's Number of Planning Clients

100

Assets Managed by Advisor

$90 Million

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Hourly

Fee % Based on Assets

1-1.5%

Hourly Rate

$200

Flat Fee Rate

$500