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Mark W Thompson AIF®, RICP®

Wealth Partners, Inc.

6312 South Fiddlers Green Circle
Suite 300E

Greenwood Village, CO 80111
(303) 7907443

More Money is Made by Avoiding Losses than Picking Winners!

About Wealth Partners, Inc.

Welcome to Wealth Partners. Our advisory firm provides unbiased independent advice and management to a limited number of clients. Our mission is to be the trusted advisor for all aspects of our clients financial lives.

We integrate a broad range of products and services into comprehensive investment solutions. We serve our clients to help with wealth management, income distribution, asset management, & protection with insurance.

People are realizing the damaging effects a volatile stock market can have on their investment and retirement portfolios. Investors are recognizing the "buy and hold" investment strategies that flourished in the past, provide little protection from loss in today's uncertain economic climate. This economy is too volatile to simply buy and forget. Investors are unwilling to take the downside volatility the stock market has experienced over the past decade.

Many of our clients have relied on us to take appropriate action to help manage risk when the market declines. Our clients are seeking consistency in their investment strategy and ultimately they are turning to us to help them achieve their investment objectives.

General Information

Firm Start Year

2003

No.of Employees

2-4

CRD#

840935

Firm CRD#

115368

Insurance License#

90547

Name of Broker/Dealer

Parkland Securities, LLC

Name of Custodial Firm

National Financial/ Fidelity

Years of Experience in Financial Services

42

Number of Years with Current Firm

16

I work with the following types of clients

Individual Investors, Businesses

Services

Investment Types

Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Annuities, Stocks, Insurance

I can meet clients in the following ways

Via email, Video Conference, Via phone, At my office, At your home, At your office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

AIF®, CSA®

Securities Licenses

Series 7, Series 24, Series 63, Series 65

Insurance and Annuity Licenses

Variable Life, Variable Annuity, Long Term Care, Life, Annuity

Firm Information

Firm's Number of Clients

200

Firm's Number of Managed Clients

150

Assets Managed by Firm

$100 million

Advisor's Number of Clients

200

Advisor's Number of Managed Clients

200

Advisor's Number of Planning Clients

125

Assets Managed by Advisor

$100 million

Compensation and Fees

Fee Structure

Fee-Based

Additional Details on Charges

Wealth Partners Inc. is a fee based Wealth Management Firm. We charge a fee for the management and planning of our clients accounts.

Education

Bachelor of Business Administration - Economics & Finance

New Mexico State University
1972 - 1977

Disclaimer

Securities offered through Parkland Securities, LLC. A registered broker/dealer. Member FINRA, SIPC. Fee based investment advisory services offered through Sigma Planning Corporation, a registered investment advisor.