Firm Name |
Firm CRD# |
Total AUM |
No. of Clients |
Fee Structure |
SPECTRUM ASSET MANAGEMENT, INC. 2 High Ridge Park,
Stamford, CT 6905 |
300463 |
$28,520,870,690 |
78 |
A percentage of AUM |
AMG FUNDS LLC 680 Washington Boulevard,
Suite 500 Stamford, CT 6901 |
153456 |
$27,099,335,762 |
8 |
A percentage of AUM Performance Based |
TWEEDY, BROWNE COMPANY LLC One Station Place,
Stamford, CT 6902 |
6857 |
$12,654,858,728 |
268 |
A percentage of AUM Performance Based |
ARGA INVESTMENT MANAGEMENT, LP 1010 Washington Blvd,
6th Floor Stamford, CT 6901 |
153665 |
$8,609,501,700 |
53 |
A percentage of AUM Performance Based |
WESTPORT CAPITAL PARTNERS LLC 300 Atlantic Street,
Suite 1110 Stamford, CT 6901 |
157493 |
$4,655,702,925 |
31 |
A percentage of AUM Fixed fees Performance Based |
HEALTHCARE ROYALTY MANAGEMENT, LLC 300 Atlantic Street,
Suite 600 Stamford, CT 6901 |
169355 |
$3,705,233,570 |
10 |
A percentage of AUM Fixed fees Performance Based Other (CARRIED INTEREST) |
SHELTER GROWTH CAPITAL PARTNERS LLC 750 Washington Boulevard,
Suite 1050 Stamford, CT 6901 |
170685 |
$1,349,116,468 |
30 |
A percentage of AUM Performance Based |
PIER CAPITAL, LLC 600 Summer Street,
Suite 203 Stamford, CT 6901 |
131212 |
$962,529,890 |
19 |
A percentage of AUM Performance Based |
LONG PATH PARTNERS, LP 1 Landmark Square,
Suite 1920 Stamford, CT 6901 |
299053 |
$711,756,842 |
11 |
A percentage of AUM Performance Based |
GRANITE GROUP ADVISORS, LLC 1 Landmark Square,
Suite 426 Stamford, CT 6901 |
127357 |
$699,219,369 |
1146 |
A percentage of AUM Fixed fees Performance Based |
WCP INVESTMENT MANAGER II, LLC 300 Atlantic Street,
Suite 1110 Stamford, CT 6901 |
300898 |
$293,547,473 |
4 |
A percentage of AUM Fixed fees Performance Based |
CHAPFORD CAPITAL GROUP 201 Broad Street,
Suite 500 Stamford, CT 6901 |
169003 |
$283,457,117 |
4 |
A percentage of AUM Performance Based |
EDUCATION GROWTH PARTNERS, LLC 201 Broad Street,
Suite 1003 Stamford, CT 6901 |
166162 |
$224,390,000 |
8 |
A percentage of AUM Performance Based |
RGA INVESTMENT ADVISORS, LLC 243 Tresser Boulevard,
17th Floor Stamford, CT 6901 |
149171 |
$115,665,055 |
275 |
A percentage of AUM Performance Based |
VISION INVESTMENT ADVISORS, LLC 120 Long Ridge Road,
3 North Stamford, CT 6902 |
109621 |
$100,465,494 |
124 |
A percentage of AUM Fixed fees Commision Based Performance Based |