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Jacob P Kinney

Capitol Region Group

730 Arizona Ave

Santa Monica, CA 90401

860-474-3602

Be Wise With Money

About Capitol Region Group

The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service.

We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service.

We have the ability to meet at any Regus or Spaces office space.

General Information

Firm Start Year

2012

No.of Employees

2-4

CRD#

6121974

Firm CRD#

6121974

Insurance License#

CA License #4099641

States Licensed in

CA, CT, MA, MD, ME, NC, and NH.

Years of Experience in Financial Services

8

Number of Years with Current Firm

8

I work with the following types of clients

Individual Investors, Businesses

Services

Investment Types

Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At my office, Via Phone, Video Conference

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

FIC

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Annuity, Disability, Health, Variable Life, Long Term Care, Variable Annuity, Life

Firm Information

Advisor's Number of Clients

500

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

50000

Compensation Methods

Commissions

Fee % Based on Assets

1-2