DIRECTORY OF REGISTERED ADVISORS
National Coverage
Local Professionals
Clearwater, FL 33761
557-237-6335
Unique Portfolios for Smart Investors
About Severin Investments, LLC
Severin Investments LLC is an independent money management firm serving individuals and
institutions across the United States. We pride ourselves in providing our clients with
unparalleled customer service. Our actively managed portfolios of stocks, bonds, and ETFs are
different from the mutual funds and passive investments that most people are presented with when
speaking to an advisor. We offer a wide variety of diversified portfolios to meet your risk
tolerance and investment goals. We also offer financial planning and estate planning to help you
leave a legacy for your family. Make an appointment with a Severin Investments representative today to learn more about how a diversified portfolio of stocks, bonds, and ETFs can help you reach your financial goals!
See Disclosures
General Information
Firm Start Year
2003
No. of Employees
5-9
automated call
Yes
Firm CRD#
166567
Name of Custodial Firm
Charles Schwab and Goldman
States Licensed in
SEC Registered
Years of Experience in Financial Services
30
Number of Years with Current Firm
15
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Legal Advice and Services, Financial Planning for Businesses
Services
Investment Types
Bonds, Stocks, Exchange Traded Funds (ETFs), International Investments
Can meet clients in the following ways
Your Office, Video Conference, Our Offices, Our Office, Email, Phone
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
MBA
Securities Licenses
Series 65, Series 66
Firm Information
Firm's Number of Clients
600
Firm's Number of Planning Clients
600
Firm's Number of Managed Clients
600
Assets Managed by Firm
100,000,000
Advisor's Number of Clients
600
Advisor's Number of Managed Clients
600
Advisor's Number of Planning Clients
600
Assets Managed by Advisor
$121,000,000.00
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000.00
Compensation Methods
Flat Fee, Based on Assets
Additional Details on Charges
Fee Charges vary based on relationship size and client needs.
Minimum Fee Charged for Flat Fee Accounts
$1,500.00
Education
MBA - Finance
Americas
June 1997 -November 2000
Juris Doctor - Law
Washington University in St. Louis
08/20/2019 -05/02/2022
Disclosures
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https://adviserinfo.sec.gov/firm/summary/166567
Additional Detailed Disclosures
https://www.financialadvisor.net/disclosure/1816039/financialadvisor-Severin-Investments,-LLC-detailed-disclosure.html
Disclaimer
Securities and Insurance Products: Not Insured by FDIC or any Government Agency > May Lose Value >Not a Deposit of or Guaranteed by the Bank or any Bank affiliate. Investment products and services are offered through Severin Investments LLC, a registered investment adviser.