Our Financial Advisors create objective, customized strategies to help manage, preserve, and
transfer our client's wealth. We have developed a rigorous integrated process which
incorporates three key pillars: Fundamental Risk Process, Proactive Investment Strategies, and
Customized Financial Planning. Our structured system starts with your personal Risk Number®
which we use to establish a Risk Managed portfolio that responds to the changing markets. This
portfolio is then integrated into a Financial Plan that aims to increase the probability
that you will never run out of money, especially in retirement. Our comprehensive financial
planning will help organize your assets, insurance, liabilities, and estate documents to help
you simplify, consolidate and integrate every aspect of your financial future, so you can
devote your time to what's most important to you - your family and lifestyle.
As CERTIFIED FINANCIAL PLANNER™ practitioners, we've long held ourselves to the fiduciary
standard. We welcome the cornerstone of the new CFP Board's Code of Ethics, effective October
1, 2019, as "a CFP® professional's duty to act as a fiduciary, in the best interest of the
client, at all times when providing financial advice to a client" to reflect the commitment
to which all CFP® professionals are required, to comply to the high standards of competency and
ethics.
We are an independent, fee only financial services firm, that has an alliance with LPL
Financial, the nation's largest Independent Broker/Dealer (as reported in Financial Planning
magazine June 1996-2019, based on total revenues). Our practice is currently limited to 120
families.
See Disclosures
Firm Start Year
No. of Employees
CRD#
Firm CRD#
Insurance License#
Name of Broker/Dealer
Name of Custodial Firm
States Licensed in
Years of Experience in Financial Services
Number of Years with Current Firm
Work Experience
Work with the following types of clients
Advisory Services Provided
Investment Types
Can meet clients in the following ways
Registered Representative
Investment Advisor Representative
Acknowledged fiduciary
Compliance Disclosures in Last 5 years
Criminal Disclosures in Last 5 years
Certifications, Accreditations & Designations
Securities Licenses
Insurance and Annuity Licenses
Financial Organization Memberships
Fee Structure
Minimum Portfolio Size for New Managed Accounts
Fee % Based on Assets
Bachelors of Business Administration - Business Administration
Masters of Business Administration - Business Administration and International Business
Bachelors of Business Administration - Finance Management
CERTIFIED FINANCIAL PLANNER ™ Practitioner - Financial Planning
Financial Paraplanner Qualified™ Professional - Financial Planning
Bachelors of Business Administration - Financial Services
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LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
Securities and Advisory services offered through LPL Financial. A Registered Investment Advisor. Member FINRA/SIPC. www.FINRA.org : www.SIPC.org. LPL Financial is not affiliated with WiserAdvisor.com