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H. Lee Little, MBA, CFP®

Jax Wealth Advisors

3840 Belfort Road
Suite 103

Jacksonville, FL 32216
(904) 2967526

Strategy Based I Process Driven

About Jax Wealth Advisors

Our Financial Advisors create objective, customized strategies to help manage, preserve, and transfer our client's wealth. We have developed a rigorous integrated process which incorporates three key pillars: Fundamental Risk Process, Proactive Investment Strategies, and Customized Financial Planning. Our structured system starts with your personal Risk Number® which we use to establish a Risk Managed portfolio that responds to the changing markets. This portfolio is then integrated into a Financial Plan that aims to increase the probability that you will never run out of money, especially in retirement. Our comprehensive financial planning will help organize your assets, insurance, liabilities, and estate documents to help you simplify, consolidate and integrate every aspect of your financial future, so you can devote your time to what's most important to you - your family and lifestyle.

As CERTIFIED FINANCIAL PLANNER™ practitioners, we've long held ourselves to the fiduciary standard. We welcome the cornerstone of the new CFP Board's Code of Ethics, effective October 1, 2019, as "a CFP® professional's duty to act as a fiduciary, in the best interest of the client, at all times when providing financial advice to a client" to reflect the commitment to which all CFP® professionals are required, to comply to the high standards of competency and ethics.

We are an independent, fee only financial services firm, that has an alliance with LPL Financial, the nation's largest Independent Broker/Dealer (as reported in Financial Planning magazine June 1996-2019, based on total revenues). Our practice is currently limited to 120 families.

General Information

Firm Start Year

2003

No.of Employees

2-4

CRD#

2798163

Firm CRD#

6413

Insurance License#

A156601

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

LPL Financial

States Licensed in

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AL CA CO CT FL GA KY MD MS OK OR SC TN VA

Years of Experience in Financial Services

24

Number of Years with Current Firm

16

Work Experience

Over 20 years of comprehensive Financial Planning and Investment Management experience, including all areas of financial planning. Past President of the North Florida Financial Planning Association. Past adjunct professor, instructing all areas of the CFP® program.

I work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Services

Investment Types

Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Bonds, Alternative Investments, Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At your office, At my office, Video Conference

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses

Series 24, Series 7, Securities Registrations held with LPL Financial, Series 31, Series 63

Insurance and Annuity Licenses

Annuity, Disability, Long Term Care, Variable Annuity, Variable Life, Life

Financial Organization Memberships

Paladin Registry, Financial Planning Association (FPA)

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250K

Compensation Methods

Based on Assets

Fee % Based on Assets

.55 - 1.15

Education

Bachelors of Business Administration - Business Administration

University of Memphis
September 1982 - December 1986

Bachelors of Business Administration - Finance Management

University of Arkansas
May 1995 - May 1998

Masters of Business Administration - Business Administration and International Business

Nova Southeast University
September 1991 - December 1993

CERTIFIED FINANCIAL PLANNER ™ Practitioner - Financial Planning

College for Financial Planning
September 1995 - September 1997

Financial Paraplanner Qualified™ Professional - Financial Planning

College of Financial Planning
September 2013 - April 2014

Bachelors of Business Administration - Financial Services

University of North Florida
January 2014 - April 2018

Disclaimer

Securities and Advisory services offered through LPL Financial. A Registered Investment Advisor. Member FINRA/SIPC. www.FINRA.org : www.SIPC.org. LPL Financial is not affiliated with WiserAdvisor.com