At Novem Group, we work with individuals and businesses as they seek to make sound
financial decisions. Our coordinated approach to holistic financial planning is unique for each
individual client.
Identifying your life goals can help you make the financial decisions that will allow you to
realize your dreams - for tomorrow, and well into the future. At Novem Group, our
initial meeting begins with a discussion about you and your unique situation as we explore your
goals & values. After clarifying your priorities, we create a customized, detailed strategy to
help you be more confident about your financial future.
A comprehensive financial plan will clearly show how your goals are interrelated, and serves as a
framework for organizing the pieces of your overall financial picture. Integrating your
coordinated financial plan with individually tailored strategies will help guide you on your path
towards financial independence. Most importantly, you'll have the peace of mind that comes from
knowing that you are on track towards achieving your financial goals.
Firm Start Year
No.of Employees
CRD#
Name of Broker/Dealer
Years of Experience in Financial Services
Number of Years with Current Firm
Work with the following types of clients
Advisory Services Provided
Investment Types
Can meet clients in the following ways
Registered Investment Advisor
Registered Representative
Investment Advisor Representative
Acknowledged fiduciary
Compliance Disclosures in Last 5 years
Criminal Disclosures in Last 5 years
Certifications, Accreditations & Designations
Securities Licenses
Insurance and Annuity Licenses
Financial Organization Memberships
Fee Structure
Compensation Methods
Additional Details on Charges
Bachelor of Arts - Economics
CERTIFIED FINANCIAL PLANNER® CFP - CFP®
Chartered Financial Consultant ChFC - ChFC
Chartered Life Underwriter CLU - CLU
Certified Divorce Financial Analyst CDFA - Divorce Financial Planning
Accredited investment Fiduciary AIF - Investments
Securities offered through American Portfolios Financial Services, Inc., Member: FINRA, SIPC. Advisory services offered through Novem Group, an SEC-Registered Investment Adviser, which is not affiliated with American Portfolios Financial Services, Inc.