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Sean Casterline

Delta Capital Management, LLC.

698 N Maitland Avenue Suite 201

Maitland, FL 32751

407-422-2423

Helping Families Reach Their Long-Term Financial Goals

About Delta Capital Management, LLC.

The company provides services to individuals, trusts and qualified retirement plans. The firm's objective is to assist you in reaching your long-term financial goals. In investing, as in tailoring, there's no such thing as one size fits all. The most important thing we do is tailor your finances to your individual investment needs and risk tolerances. Only after defining the end needs can we truly map out a plan to get you there.

The common stitch among our clients is their desire for peace of mind concerning their investments. They are all looking for a long-term relationship upon which to build the financial foundation of their life. They are looking for a relationship with a firm that can give them objective and unbiased investment consulting.

Our goal is to help the investor decipher the best way to achieve their long-term financial goals. For some investors, their goals may be surrounded by maximum returns in a long-term time frame. For others, it may be a steady flow of income or a simple reduction in risk. Our services add value. Developing long-term financial goals and adhering to a well defined investment discipline is the most reliable way in which to meet our goals. Believe it or not, most individuals, regardless of wealth, have a great deal of anxiety about their finances. When you hire Delta Capital Management, you hire a group of individuals with broad credentials and market experience who believe in a long-term disciplined investment approach. We help you develop a plan. We instill a discipline to your investing. We help you reach your long-term financial goals.

General Information

Firm Start Year

2003

No.of Employees

10-19

CRD#

2212919

Firm CRD#

128350

Name of Custodial Firm

Charles Schwab Institutional

States Licensed in

FL, LA

Years of Experience in Financial Services

30

Number of Years with Current Firm

18

Work Experience

We work with individuals, families, and employers in both the Greater Orlando area and across America. We do not have a minimum AUM for our only goal is the success of the client. With over 30 years of experience in many facets of financial and retirement planning, we will succeed in helping our clients reach their long term financial goals.

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Foreign Languages Serviced

English

Advisory Services Provided

Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, 401K Rollovers

Services

Investment Types

Bonds, Mutual Funds, Options & Futures, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments

I can meet clients in the following ways

Our Offices, At your home, At my office, Via Phone, Via Email, At your office, Video Conference

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CFA®

Securities Licenses

Series 65, Series 63, Series 7, Series 24

Insurance and Annuity Licenses

Health, Life, Variable Annuity

Firm Information

Firm's Number of Clients

500

Firm's Number of Planning Clients

500

Firm's Number of Managed Clients

500

Assets Managed by Firm

184 Million

Advisor's Number of Clients

500

Advisor's Number of Managed Clients

500

Advisor's Number of Planning Clients

500

Assets Managed by Advisor

$184 Million

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Education

Masters in Business Administration - Finance and Business

University of Florida
08/01/1997 - 08/01/1998