Our philosophy at Peak Capital Management is that we are the coach who assists you in identifying and reaching your own financial goals. Our seven-step educational process helps you identify your objectives and develop the strategies and tactics that will allow you to reach those goals. Seven Step Educational Process

Identify lifetime objectives & strategies Understand all your options Determine your risk profile Build your stable allocation model Optimize your investment allocations Identify tax reduction and catastrophic protection strategies Schedule regular periodic reviews

Peak Capital Management would be pleased to steer your course toward a lifetime of financial security.

Firm Start Year

1993

No.of Employees

2-4

CRD#

4307228

Firm CRD#

144600

States Licensed in

Florida

Years of Experience in Financial Services

30

Number of Years with Current Firm

23

Advisory Services Provided

Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Retirement Planning

Investment Types

Annuities, Insurance, Exchange Traded Funds (ETFs), Mutual Funds, Stocks, Options & Futures, Bonds

Can meet clients in the following ways

Our Office, Video Conference, Via Phone

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

Registered Investment Advisor

Securities Licenses

Series 65

Insurance and Annuity Licenses

Annuity, Health, Life

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000.00

Compensation Methods

Based on Assets