Our philosophy at Peak Capital Management is that we are the coach who assists you in identifying and reaching your own financial goals. Our seven-step educational process helps you identify your objectives and develop the strategies and tactics that will allow you to reach those goals. Seven Step Educational Process

Identify lifetime objectives & strategies Understand all your options Determine your risk profile Build your stable allocation model Optimize your investment allocations Identify tax reduction and catastrophic protection strategies Schedule regular periodic reviews

Peak Capital Management would be pleased to steer your course toward a lifetime of financial security.

Firm Start Year

1993

No.of Employees

2-4

CRD#

4307228

Firm CRD#

144600

States Licensed in

Florida

Years of Experience in Financial Services

30

Number of Years with Current Firm

23

Advisory Services Provided

401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities

Investment Types

Annuities, Insurance, Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Bonds, Options & Futures

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Certifications, Accreditations & Designations

Registered Investment Advisor

Securities Licenses

Series 65

Insurance and Annuity Licenses

Life, Health, Annuity

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000.00

Compensation Methods

Commissions