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Nathan Helms

LPL Financial

1001 S Macdill Ave
Suite 700

Tampa, FL 33629

813-334-6500

About LPL Financial

Nathan has dedicated his practice to providing his clients with a comprehensive, well integrated financial plan that encompasses all aspects of their financial lives working in concert to help them pursue their goals. From savings and investing to tax planning and protection as well as a thought out plan for the eventual distribution of your assets in the most efficient, tax advantaged way possible so that your assets have the best chance to last your entire lifetime and perhaps beyond. A staple of Nathans business is client service. His relationship with clients is unique in the fact that he proactively communicate with them on a regular basis to answer any questions they have and to make sure they remain on track to reach their goals.

General Information

Firm Start Year

2007

No.of Employees

5-9

CRD#

5362846

Firm CRD#

6413

Insurance License#

p112700

States Licensed in

FL, MD, GA, LA, DC, TX, VA, SC

Years of Experience in Financial Services

14

Number of Years with Current Firm

8

Work Experience

I started with ING (now Voya) in 2007. Moved to LPL in 2008, where I remained for 6 years. I moved to Ameriprise for 7 years. In 2021 I moved back to LPL to form Integrity Wealth

Advisory Services Provided

Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities, Money Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management

Services

Investment Types

Bonds, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Insurance, Annuities

Can meet clients in the following ways

Your Home, Your Office, Via Phone, Via Email, Video Conference, Our Office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CIMA®, Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses

Series 7, Series 6, Series 66, Series 65

Insurance and Annuity Licenses

Annuity, Disability, Health, Long Term Care, Variable Annuity, Variable Life, Life

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Hourly

Minimum Fee Charged for Managed Accounts

$1500

Education

Bachelors in Finance -

University of Florida
08/1/2004 - 05/01/2006

Disclosures