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Nathan Helms CFP® CIMA®

Ameriprise Financial

1001 S Macdill Ave
Suite 700

Tampa, FL 33629

813-334-6500

About Ameriprise Financial

Nathan has dedicated his practice to providing his clients with a comprehensive, well integrated financial plan that encompasses all aspects of their financial lives working in concert to help them pursue their goals. From savings and investing to tax planning and protection as well as a thought out plan for the eventual distribution of your assets in the most efficient, tax advantaged way possible so that your assets have the best chance to last your entire lifetime and perhaps beyond. A staple of Nathan’s business is client service. His relationship with clients is unique in the fact that he proactively communicate with them on a regular basis to answer any questions they have and to make sure they remain on track to reach their goals.

General Information

Firm Start Year

2007

No.of Employees

5-9

CRD#

5362846

Insurance License#

p112700

States Licensed in

FL, MD, GA, LA, DC, TX

Years of Experience in Financial Services

14

Number of Years with Current Firm

6

Advisory Services Provided

Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Money Management

Services

Investment Types

Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Bonds

I can meet clients in the following ways

At your office, Via Email, At my office, At your home, Video Conference, Via Phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, Chartered Retirement Planning Counselor (CRPC®), CDFA®, CIMA®

Securities Licenses

Series 66, Series 6, Series 7, Series 65

Insurance and Annuity Licenses

Disability, Variable Life, Health, Annuity, Long Term Care, Variable Annuity, Life

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Minimum Fee Charged for Managed Accounts

$1500

Education

Bachelors in Finance -

University of Florida
08/1/2004 - 05/01/2006