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Nathan Helms CFP® CIMA®

Ameriprise Financial

1103 W Cleveland St

Tampa, FL 33606
(813) 3346500

About Ameriprise Financial

Nathan has dedicated his practice to providing his clients with a comprehensive, well integrated financial plan that encompasses all aspects of their financial lives working in concert to help them pursue their goals. From savings and investing to tax planning and protection as well as a thought out plan for the eventual distribution of your assets in the most efficient, tax advantaged way possible so that your assets have the best chance to last your entire lifetime and perhaps beyond. A staple of Nathan’s business is client service. His relationship with clients is unique in the fact that he proactively communicate with them on a regular basis to answer any questions they have and to make sure they remain on track to reach their goals.

General Information

Firm Start Year

2007

No.of Employees

5-9

CRD#

5362846

Insurance License#

p112700

States Licensed in

FL, MD, GA, LA, DC, TX

Years of Experience in Financial Services

14

Number of Years with Current Firm

6

Services

Investment Types

Annuities, Exchange Traded Funds (ETFs), Stocks, Alternative Investments, Bonds, Mutual Funds, Insurance, Commodities

I can meet clients in the following ways

Video Conference, Via email, At my office, At your home, At your office, Via phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

No

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CIMA®, CDFA®, Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses

Series 6, Series 7, Series 65, Series 66

Insurance and Annuity Licenses

Annuity, Variable Annuity, Health, Disability, Long Term Care, Life, Variable Life

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Hourly

Minimum Fee Charged for Managed Accounts

$1500

Education

Bachelors in Finance -

University of Florida
08/1/2004 - 05/01/2006