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Michael Moffa

Prosperity Wealth Advisors, Inc.

3030 North Rocky Point Dr. West
Suite 150

Tampa, FL 33607
(813) 3211572

About Prosperity Wealth Advisors, Inc.

At Prosperity Wealth Advisors, Inc., we focus on clients whom we believe we can help make a lasting difference in pursuing their financial objectives and goals. As a boutique firm, we offer a comprehensive suite of investment management and financial planning strategies, serving exclusive clientele of individuals, business owners, and affluent & ultra-high-net-worth individuals in order to provide high-level, personalized advisory service.

Our team of fiduciary advisors specializes in serving clients experiencing major life changes, such as women in transition, family stewards, or thriving retirees. Whatever their particular needs, all of our clients share a common goal: to protect and grow their assets.

General Information

Firm Start Year

2005

No.of Employees

2-4

CRD#

4922901

Firm CRD#

4922901

Insurance License#

P000399

Name of Custodial Firm

Fidelity, Schwab/TD Ameritrade, Pershing, LPL Financial

States Licensed in

FL, NY, NC

Years of Experience in Financial Services

15

Number of Years with Current Firm

15

I work with the following types of clients

Investment Clubs, Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types

Alternative Investments, Stocks, Mutual Funds, Bonds, Options & Futures, Commodities, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At your office, At your home, At my office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Chartered Retirement Planning Counselor (CRPC®), Accredited Investment Fiduciary® (AIF), Accredited Wealth Management Advisor(AWMA)

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Disability, Health, Life, Long Term Care, Variable Annuity, Variable Life, Annuity

Financial Organization Memberships

Financial Planning Association (FPA), Paladin Registry

Firm Information

Advisor's Number of Clients

250+

Advisor's Number of Managed Clients

250+

Advisor's Number of Planning Clients

250+

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Flat Fee

Disclaimer

Investment advice offered through Prosperity Wealth Advisors, Inc., a registered investment advisor.