DIRECTORY OF REGISTERED ADVISORS
National Coverage
Local Professionals
Winter Park, FL 32789
404-313-1388
About SB Advisory
San Blas Securities comprises the broker-dealer and three RIA advisory practices. Headquartered in Atlanta and Chicago, its platform includes Capital Markets and an Independent Advisor Network. We comprise a core team of individuals with a proven track record in both fields.
SB Advisory and Zermatt Private Wealth are preeminent wealth management firms. We strive to provide exceptional service and personalized solutions to Ultra High Net Worth clients and Multi-Family Offices. Our depth of public and private markets, combined with our deep expertise in investment banking and institutional trading, creates the ability to provide our clients with opportunities that may not be available to most individual investors.
See Disclosures
General Information
Firm Start Year
2020
No. of Employees
100-499
CRD#
2418662
Firm CRD#
154680
Name of Broker/Dealer
San Blas Securities
Name of Custodial Firm
Charles Schwab and RBC
States Licensed in
All 50 States
Years of Experience in Financial Services
30
Number of Years with Current Firm
2
Work Experience
See my LinkedIn for my work experience.
https://www.linkedin.com/in/stephencolavito/
Work with the following types of clients
Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs
Advisory Services Provided
Portfolio Management, Financial Planning, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management
Services
Investment Types
Mutual Funds, Options & Futures, Bonds, Stocks, Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Email, Your Office, Phone, Video Conference, Our Offices, Your Home, Our Office
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 7, Series 63, Series 65
Firm Information
Firm's Number of Clients
2500+
Assets Managed by Firm
1.5 Billion AUM
Advisor's Number of Clients
15
Advisor's Number of Managed Clients
15
Advisor's Number of Planning Clients
15
Assets Managed by Advisor
+$100,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$1,000,000 and above
Compensation Methods
Based on Assets, Flat Fee
Fee % Based on Assets
1.00
Additional Details on Charges
We are fee-only advisors at Zermatt Private Wealth and San Blas Advisory, meaning only clients (you) pay us. We do not sell products or earn commissions from selling investment products.
Understanding that most people don't know what they are paying, we help prospective clients understand their current fees before proceeding with our firm. We believe in transparency of costs, so you see the value we bring to the relationship.
Our quarterly fee is based on the investments we manage.
Education
Bachelors of Science - Finance
Florida International University
06/1985 -12/1989
Disclosures
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Additional Detailed Disclosures
https://www.financialadvisor.net/disclosure/1891916/financialadvisor-SB-Advisory-detailed-disclosure.html
Disclaimer
https://www.sanblassecurities.com/disclosures