As a national media recognized LPL Financial Advisor and Partner in one of the largest financial planning consortiums in Atlanta, Kevin and his team focus his extensive planning strategies around pursuing his clients' goals and dreams for themselves and their families before and during retirement. He specializes in assisting people who find themselves in a life event that is financially impacting their lives such as divorce, death of a spouse, pending retirement, inheritance, stock option grants and employment contracts. We work often with women who are dealing with challenges in their lives, as well as the unique needs of sports and entertainment professionals.

Specialties: Retirement Planning, Investments, Estate Planning, Business Development, Executive Compensation, Risk Management.

Firm Start Year

2003

No.of Employees

50-99

CRD#

5215443

Firm CRD#

6413

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

LPL Financial

States Licensed in

AL, CA, FL, GA, IN, MD, MI, NY, NC, SC, TN, WI

Years of Experience in Financial Services

10

Number of Years with Current Firm

8

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Advice & Consulting

Investment Types

Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks

Can meet clients in the following ways

Via Email, Our Office, Your Home, Via Phone, Your Office

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

Accredited Wealth Management Advisor(AWMA), CFS

Securities Licenses

Series 65, Series 63, Series 31, Series 7

Financial Organization Memberships

Financial Planning Association (FPA)

Non-Financial Organization Memberships

■ Committee Chairman, North Fulton County March of Dimes (2008-2009) ■ Advisory Board Member, St. Jude's Golf for the Kids Invitational ■ Member, Barnwell Elementary School Board ■ Former Member, Technology Association of Georgia?s CEO High-Tech Council ■ Former Member, American-Israeli Chamber of Commerce, Telecommunications Committee

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

100,000

Bachelors Degree in Business - Marketing

UNiversity of Alabama
1981 - 1985

Financial Planning Certification (CFP®) - Executive Program for Financial Planning

University of Georgia
2006 - 2007

Certified Fund Specialist (CFS) - Mutual Funds, ETFs and Bonds

Institute of Business & Finance
2010 - 2011

Accredited Wealth Management Advisor - Financial Planning

College of Financial Planning
2007 - 2008

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA / SIPC