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PHASE 3 CAPITAL MANAGEMENT LLC

Tel: 312-858-3800
650 Dundee Road
Suite 470
Northbrook, Illinois  60062

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PHASE 3 CAPITAL MANAGEMENT LLC

PHASE 3 CAPITAL MANAGEMENT LLC is a Northbrook, Illinois based financial advisory firm with nearly $1,276,718,000 in assets under management and provides investment advisory services for 7 clients. There are currently 8 financial advisors at the firm.

General Information

Advisory Services Provided:

Portfolio management for pooled investment vehicles

Fee Structure:

A percentage of AUM, Performance Based, Other (OPERATING EXPENSE PASS THROUG

Firm CRD#:

294408

SEC#:

801-113155

No. of Clients:

7

Assets under Management

$1,276,718,000

No. of Advisors:

8

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