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Sarah J. Halpin

Back Cove Financial

56 Depot Rd

Falmouth, ME 04105


About Back Cove Financial

The best way to decide if Back Cove Financial is the right firm for you is to spend a little time together. You can tell us about your interests, financial goals and anything else you'd like to share, and we'll explain our approach to investing, how we work with our clients, and answer any questions you may have.

We believe in creating an environment that is respectful, trustworthy, and empowering.

-We are independent, and not beholden to any product; we recommend only what is best for you. -We tell you the truth always, and are completely on your side. -We will take the time to help you understand, feel more in control and make informed decisions. -We are committed to ongoing education so that our knowledge and professional skills are relevant to your life circumstances.

General Information

Firm Start Year


No.of Employees




Firm CRD#


Name of Broker/Dealer

Commonwealth Financial Network

States Licensed in


Years of Experience in Financial Services


Number of Years with Current Firm


I work with the following types of clients

Individual Investors, Businesses


Investment Types

Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via Phone, At my office, At your home, At your office, Via Email, Video Conference


Registered Representative


Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations


Securities Licenses

Series 65, Series 63, Series 31, Series 7

Insurance and Annuity Licenses

Variable Annuity, Life, Long Term Care

Firm Information

Assets Managed by Advisor

$140 million

Compensation and Fees

Fee Structure


Compensation Methods

Based on Assets

Minimum Fee Charged for Managed Accounts




This communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, CT, DC, FL, GA, HI, KS, MA, MD, ME, MI, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TX, UT, VA, VI, VT, WA, WI. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA, SIPC, a Registered Investment Adviser.