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Sarah J. Halpin CERTIFIED FINANCIAL PLANNER"

Back Cove Financial

56 Depot Rd

Falmouth, ME 04105
(207) 5419500

About Back Cove Financial

The best way to decide if Back Cove Financial is the right firm for you is to spend a little time together. You can tell us about your interests, financial goals and anything else you'd like to share, and we'll explain our approach to investing, how we work with our clients, and answer any questions you may have.

We believe in creating an environment that is respectful, trustworthy, and empowering.

-We are independent, and not beholden to any product; we recommend only what is best for you. -We tell you the truth always, and are completely on your side. -We will take the time to help you understand, feel more in control and make informed decisions. -We are committed to ongoing education so that our knowledge and professional skills are relevant to your life circumstances.

General Information

Firm Start Year

1995

No.of Employees

5-9

CRD#

2761998

Firm CRD#

8032

Name of Broker/Dealer

Commonwealth Financial Network

States Licensed in

ME

Years of Experience in Financial Services

23

Number of Years with Current Firm

2

I work with the following types of clients

Businesses, Individual Investors

Services

Investment Types

Insurance, Stocks, Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via email, Via phone, At your office, At your home, Video Conference, At my office

Compliance

Registered Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 65, Series 63, Series 31, Series 7

Insurance and Annuity Licenses

Life, Long Term Care, Variable Annuity

Firm Information

Assets Managed by Advisor

$140 million

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Minimum Fee Charged for Managed Accounts

$2,500

Disclosures

Disclaimer

This communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, CT, DC, FL, GA, HI, KS, MA, MD, ME, MI, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TX, UT, VA, VI, VT, WA, WI. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA, SIPC, a Registered Investment Adviser.