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Erich Imphong, CFP®

Plotkin Financial Advisors, LLC

8401 Connecticut Ave
Suite 400

Chevy Chase, MD 20815
(301) 9079790

A Strong Set of Values Infused into Every Relationship

About Plotkin Financial Advisors, LLC

As a Certified Financial Planner (TM) at Plotkin Financial Advisors, LLC I am in the business of making a difference in the lives of clients and their families. I am guided by the core values of honesty, integrity, independence, innovation, objectivity and as a fiduciary of clients' interests. As an independent firm, we are free to craft financial plans and make recommendations that fit our clients best. The services and investments we recommend are based on what is in the best interest for our clients and their families.

My firm's comprehensive wealth management service is a refined process that helps to define and clarify the financial landscape for the clients we serve. Together, we help you and your family work towards your financial goals.

What - Provide clients with sound advice regarding every aspect of their financial lives.

How - I utilize our proprietary Legacy Program method to design a customized wealth management plan.

Why - I believe comprehensive financial planning is the foundation of achieving your desired lifestyle.

General Information

Firm Start Year

2003

No.of Employees

5-9

CRD#

5083311

Firm CRD#

127635

Name of Broker/Dealer

Independent Financial Group, LLC

Name of Custodial Firm

Charles Schwab

States Licensed in

DC, MD, VA

Years of Experience in Financial Services

13

Number of Years with Current Firm

3

I work with the following types of clients

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types

Stocks, Bonds, Options & Futures, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At my office, At your home, At your office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Annuity, Life, Variable Annuity, Variable Life

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Commissions

Education

Masters of Science in Finance -

University of Loyola, Maryland
-

Bachelor of Science -

The Catholic University of America
-

Disclosures

www.pfallc.com

Disclaimer

Securities offered through Independent Financial Group, LLC, a registered broker- dealer. Member FINRA/SIPC. Advisory services through Plotkin Financial Advisors, LLC, a registered investment advisor. Plotkin Financial Advisors, LLC and IFG are not related entities. For a list of states in which we are registered to do business, please visit our website www.pfallc.com.